Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
79 hedge funds and large institutions have $117M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2019 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 20 reducing their positions, and 12 closing their positions.
25% more repeat investments, than reductions
Existing positions increased: 25 | Existing positions reduced: 20
11% more capital invested
Capital invested by funds: $105M → $117M (+$11.5M)
0.18% less ownership
Funds ownership: 18.18% → 18% (-0.18%)
6% less funds holding
Funds holding: 84 → 79 (-5)
33% less first-time investments, than exits
New positions opened: 8 | Existing positions closed: 12
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
+$1.43M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$840K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$744K |
| 4 |
Bank of Montreal
Toronto,
Ontario, Canada
|
+$718K |
| 5 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$555K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
-$1.99M |
| 2 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$1.23M |
| 3 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$726K |
| 4 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
-$690K |
| 5 |
Invesco
Atlanta,
Georgia
|
-$633K |
DIAX Hedge Fund Activity: Q1 2019 in Review
79 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2019, worth a combined $117M — up 11% from $105M a quarter earlier.
Sellers outnumbered buyers: 12 funds closed out of DIAX and 8 opened new positions — a net loss of 4 holders — while 20 trimmed existing stakes and 25 added.
The largest buyer was UBS Group, adding an estimated $1.43M. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $1.99M sold.
- 79 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2019, down from 84 in Q4 2018.
- Funds reported $117M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2019, up 11% quarter-over-quarter.
- 8 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2019 and 12 closed out, a net change of -4 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2019 was UBS Group, an estimated $1.43M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2019 was Wolverine Asset Management, an estimated $1.99M sold.
Based on aggregated 13F filings for Q1 2019.