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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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53 hedge funds and large institutions have $111M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2016 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 28 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.32% less ownership

Funds ownership: 21.58% → 21.26% (-0.32%)

1% less capital invested

Capital invested by funds: $112M → $111M (-$915K)

2% less funds holding

Funds holding: 54 → 53 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

57% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 28

Holders
53
Holders Change
-1
Holders Change %
-1.85%
% of All Funds
1.41%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
12
Reduced
28
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LTFS
Ladenburg Thalmann Financial Services
Florida
+$2.57M
2
CIA
Capital Investment Advisors
Georgia
+$1.13M
3
1CP
1607 Capital Partners
Virginia
+$879K
4
UBS Group
UBS Group
Switzerland
+$815K
5
Cohen & Steers
Cohen & Steers
New York
+$719K

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$2.37M
2
PPA
Parametric Portfolio Associates
Washington
-$1.41M
3
1832 Asset Management
1832 Asset Management
Ontario, Canada
-$911K
4
Wells Fargo
Wells Fargo
California
-$634K
5
KIM
Karpus Investment Management
New York
-$610K
Name Holding Trade Value Shares
Change 		Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$664K -$53K -3,740 -8%
RCM
27
Robinson Capital Management
Michigan
$620K +$1.16K +82 +0.2%
BCA
28
Benchmark Capital Advisors
New York
$574K +$21.3K +1,500 +4%
SCM
29
Schnieders Capital Management
California
$554K -$2.83K -200 -0.5%
KeyBank National Association
30
KeyBank National Association
Ohio
$372K – – –
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$364K -$10.9K -769 -3%
ICAS
32
Investors Capital Advisory Services
Massachusetts
$363K -$143K -10,077 -29%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$326K -$6.19K -437 -2%
Bank of New York Mellon
34
Bank of New York Mellon
New York
$254K +$247K +17,423 New
MFS
35
MSI Financial Services
Massachusetts
$205K +$28.1K +1,981 +16%
PA
36
Pinnacle Associates
New York
$204K -$2.03K -143 -1%
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$187K -$53.7K -3,792 -23%
SBIA
38
Sheaff Brock Investment Advisors
Indiana
$157K -$3.91K -276 -2%
JMPWA
39
JP Morgan Private Wealth Advisors
California
$154K – – –
Fifth Third Bancorp
40
Fifth Third Bancorp
Ohio
$129K – – –
IA
41
IFP Advisors
Florida
$114K -$38.7K -2,730 -26%
AG
42
Advisor Group
Arizona
$97K +$96.9K +6,839 New
Creative Planning
43
Creative Planning
Kansas
$88K +$4.25K +300 +5%
Citigroup
44
Citigroup
New York
$54K -$3.36K -237 -6%
SNT
45
Security National Trust
West Virginia
$43K – – –
GWM
46
Geneos Wealth Management
Colorado
$36K – – –
TRCT
47
Tower Research Capital (TRC)
New York
$33K +$32.6K +2,302 New
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$28K -$2.37K -167 -8%
WRM
49
Westport Resources Management
Connecticut
$19K – – –
FNBT
50
FineMark National Bank & Trust
Florida
$19K +$18.4K +1,296 New
1
2
3

DIAX Hedge Fund Activity: Q2 2016 in Review

53 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2016, worth a combined $111M — down 0.81% from $112M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of DIAX and 6 opened new positions — a net loss of 1 holder — while 28 trimmed existing stakes and 12 added.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $2.57M. The largest seller was LPL Financial, cutting an estimated $2.37M.

  • 53 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2016, down from 54 in Q1 2016.
  • Funds reported $111M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2016, down 0.81% quarter-over-quarter.
  • 6 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2016 and 7 closed out, a net change of -1 holder.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2016 was Ladenburg Thalmann Financial Services, an estimated $2.57M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2016 was LPL Financial, an estimated $2.37M sold.

Based on aggregated 13F filings for Q2 2016.