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Capital Southwest
CSWC

Overview Fund Activity

51 hedge funds and large institutions have $137M invested in Capital Southwest in 2015 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 3 increasing their positions, 37 reducing their positions, and 19 closing their positions.

Holders
51
Holders Change
-8
Holders Change %
-13.56%
% of All Funds
1.34%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.16%
New
11
Increased
3
Reduced
37
Closed
19
Calls
$9.44M
Puts
–
Net Calls
+$9.44M
Net Calls Change
+$9.44M

Top Buyers

1
ETC
1
Evercore Trust Company
New York
$15.4M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$11.1M
3
DCM
3
Dialectic Capital Management
Connecticut
$2.85M
4
Barclays
4
Barclays
United Kingdom
$857K
5
Two Sigma Investments
5
Two Sigma Investments
New York
$684K

Top Sellers

1
MCP
1
Moab Capital Partners
New York
$21.6M
2
ZIG
2
Zuckerman Investment Group
Illinois
$19.7M
3
AR
3
Advisory Research
Illinois
$0
4
ICM
4
ISZO Capital Management
New York
$0
5
First Manhattan
5
First Manhattan
New York
$13.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
AR
51
Advisory Research
Illinois
– -$24.8M -1,425,338 Closed
ICM
52
ISZO Capital Management
New York
– -$24.1M -1,386,889 Closed
NM
53
Newtyn Management
New York
– -$13.4M -769,467 Closed
Comerica Bank
54
Comerica Bank
Texas
– -$8.73M -501,742 Closed
Lazard Asset Management
55
Lazard Asset Management
New York
– -$8.02M -461,010 Closed
VanEck Associates
56
VanEck Associates
New York
– -$2.24M -128,943 Closed
BC
57
Beaconlight Capital
New York
– -$2.23M -128,412 Closed
1SB
58
1ST Source Bank
Indiana
– -$1.09M -62,489 Closed
SMDAM
59
Sumitomo Mitsui DS Asset Management
Japan
– -$837K -48,139 Closed
California Public Employees Retirement System
60
California Public Employees Retirement System
California
– -$545K -31,326 Closed
Goldman Sachs
61
Goldman Sachs
New York
– -$510K -29,324 Closed
WKWM
62
Walter & Keenan Wealth Management
Indiana
– -$427K -24,516 Closed
Neuberger Berman Group
63
Neuberger Berman Group
New York
– -$246K -14,121 Closed
Northern Trust
64
Northern Trust
Illinois
– -$241K -13,865 Closed
AG
65
Aperio Group
California
– -$239K -13,762 Closed
State Street
66
State Street
Massachusetts
– -$226K -13,021 Closed
EFSCE
67
Enterprise Financial Services Corp (EFSC)
Missouri
– -$74K -4,279 Closed
FNBT
68
FineMark National Bank & Trust
Florida
– -$8K -482 Closed
Deutsche Bank
69
Deutsche Bank
Germany
– -$4K -272 Closed
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