Neuberger Berman Group
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Neuberger Berman Group’s Capital Southwest CSWC Stock Holding History

Neuberger Berman Group’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$2.05M Sell
92,473
-2,312
-2% -$52.3K ﹤0.01% 1178
2025
Q4 		$2.1M Sell
94,785
-10,907
-10% -$230K ﹤0.01% 1165
2025
Q3 		$2.31M Buy
+105,692
New +$2.41M ﹤0.01% 1129
2015
Q4 		– Sell
-14,121
Closed -$246K – 1508
2015
Q3 		$246K Buy
+14,121
New +$249K ﹤0.01% 1409

Other funds holding CSWC

Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return
EF
Empirical Finance Havertown, Pennsylvania $2.13B AUM 29.56% 1-Year Est. Return
MW
Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Neuberger Berman Group's CSWC Position: Q1 2026 in Review

Neuberger Berman Group reduced its Capital Southwest (CSWC) stake by 2.4% in Q1 2026, selling an estimated $52.3K and leaving 92,473 shares worth $2.05M. The position accounts for ﹤0.01% of the portfolio, ranked #1178.

Neuberger Berman Group first reported a position in CSWC in Q3 2015 and has held it in 4 quarters since. The position peaked at $2.31M in Q3 2025. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

  • Neuberger Berman Group held 92,473 shares of Capital Southwest worth $2.05M as of Q1 2026.
  • Neuberger Berman Group sold 2,312 Capital Southwest shares in Q1 2026, an estimated $52.3K.
  • Capital Southwest made up ﹤0.01% of Neuberger Berman Group's portfolio in Q1 2026, its #1178 holding.
  • Neuberger Berman Group first reported a position in Capital Southwest in Q3 2015 and has held it in 4 quarters since.
  • Neuberger Berman Group's Capital Southwest position peaked at $2.31M in Q3 2025.
  • 168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on Neuberger Berman Group's 13F filing for Q1 2026, filed 14 May 2026.