Neuberger Berman Group
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Neuberger Berman Group’s Capital Southwest CSWC Stock Holding History

Neuberger Berman Group’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$2.01M Sell
84,495
-7,978
-9% -$187K ﹤0.01% 1291
2026
Q1 		$2.05M Sell
92,473
-2,312
-2% -$52.3K ﹤0.01% 1178
2025
Q4 		$2.1M Sell
94,785
-10,907
-10% -$230K ﹤0.01% 1165
2025
Q3 		$2.31M Buy
+105,692
New +$2.41M ﹤0.01% 1129
2015
Q4 		– Sell
-14,121
Closed -$246K – 1508
2015
Q3 		$246K Buy
+14,121
New +$249K ﹤0.01% 1409

Other funds holding CSWC

VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $19B AUM 51.73% 1-Year Est. Return
EF
Empirical Finance Havertown, Pennsylvania $2.41B AUM 41.48% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Neuberger Berman Group's CSWC Position: Q2 2026 in Review

Neuberger Berman Group reduced its Capital Southwest (CSWC) stake by 8.6% in Q2 2026, selling an estimated $187K and leaving 84,495 shares worth $2.01M. The position accounts for ﹤0.01% of the portfolio, ranked #1291.

Neuberger Berman Group first reported a position in CSWC in Q3 2015 and has held it in 5 quarters since. The position peaked at $2.31M in Q3 2025. 190 funds tracked by Wall St. Rank hold CSWC as of Q2 2026.

  • Neuberger Berman Group held 84,495 shares of Capital Southwest worth $2.01M as of Q2 2026.
  • Neuberger Berman Group sold 7,978 Capital Southwest shares in Q2 2026, an estimated $187K.
  • Capital Southwest made up ﹤0.01% of Neuberger Berman Group's portfolio in Q2 2026, its #1291 holding.
  • Neuberger Berman Group first reported a position in Capital Southwest in Q3 2015 and has held it in 5 quarters since.
  • Neuberger Berman Group's Capital Southwest position peaked at $2.31M in Q3 2025.
  • 190 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2026.

Based on Neuberger Berman Group's 13F filing for Q2 2026, filed 13 Aug 2026.