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Capital Southwest
CSWC

Overview Fund Activity

63 hedge funds and large institutions have $290M invested in Capital Southwest in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 22 reducing their positions, and 16 closing their positions.

Holders
63
Holders Change
-9
Holders Change %
-12.5%
% of All Funds
1.83%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
7
Increased
15
Reduced
22
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ZIG
1
Zuckerman Investment Group
Illinois
$51M
2
RRC
2
Red Rocks Capital
Colorado
$22.5M
3
AR
3
Advisory Research
Illinois
$33.6M
4
CCP
4
Centaur Capital Partners
Texas
$1.79M
5
Schroder Investment Management Group
5
Schroder Investment Management Group
United Kingdom
$14.2M

Top Sellers

1
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$25.5M
2
Northern Trust
2
Northern Trust
Illinois
$388K
3
Deutsche Bank
3
Deutsche Bank
Germany
$0
4
TAM
4
Third Avenue Management
New York
$5.38M
5
PP
5
Paloma Partners
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
EFSCE
51
Enterprise Financial Services Corp (EFSC)
Missouri
$58K – – –
PAM
52
Panagora Asset Management
Massachusetts
$42K -$87.3K -6,638 -68%
TRCT
53
Tower Research Capital (TRC)
New York
$37K -$10.2K -774 -22%
TWA
54
TCI Wealth Advisors
Arizona
$29K – – –
OSNBOA
55
Old Second National Bank of Aurora
Illinois
$18K – – –
FNBT
56
FineMark National Bank & Trust
Florida
$10K +$2.17K +164 +28%
GSC
57
Ground Swell Capital
South Carolina
$6K -$25.1K -1,847 -81%
WCBA
58
Weaver C. Barksdale & Associates
Tennessee
$6K – – –
Wells Fargo
59
Wells Fargo
California
$5K -$226K -18,515 -98%
Barclays
60
Barclays
United Kingdom
$3K +$3K +207 New
PNC Financial Services Group
61
PNC Financial Services Group
Pennsylvania
$2K – – –
Citigroup
62
Citigroup
New York
$1K +$1K +41 New
Manulife (Manufacturers Life Insurance)
63
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3 – – –
Deutsche Bank
64
Deutsche Bank
Germany
– -$2.34M -176,989 Closed
PP
65
Paloma Partners
Connecticut
– -$2.09M -157,845 Closed
COPPSERS
66
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
– -$1.42M -107,042 Closed
CS
67
Credit Suisse
Switzerland
– -$1.27M -96,193 Closed
BCMU
68
BlueCrest Capital Management (UK)
Guernsey
– -$752K -56,893 Closed
Citadel Advisors
69
Citadel Advisors
Florida
– -$634K -47,953 Closed
Two Sigma Investments
70
Two Sigma Investments
New York
– -$475K -35,913 Closed
BIT
71
BlackRock Institutional Trust
California
– -$418K -31,590 Closed
AGM
72
Alpine Global Management
New York
– -$351K -26,564 Closed
RFC
73
Russell Frank Company
Washington
– -$329K -25,469 Closed
SFM
74
Soros Fund Management
New York
– -$281K -21,247 Closed
State Street
75
State Street
Massachusetts
– -$236K -17,924 Closed
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