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Capital Southwest
CSWC

Overview Fund Activity

47 hedge funds and large institutions have $134M invested in Capital Southwest in 2016 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
-3
Holders Change %
-6%
% of All Funds
1.26%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.08%
New
10
Increased
11
Reduced
9
Closed
12
Calls
–
Puts
$18K
Net Calls
-$18K
Net Calls Change
+$1.37M

Top Buyers

1
AI
1
Ariel Investments
Illinois
$8.26M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$21.1M
3
KACA
3
Kayne Anderson Capital Advisors
California
$860K
4
SCM
4
Silver Capital Management
New York
$671K
5
New York State Common Retirement Fund
5
New York State Common Retirement Fund
New York
$554K

Top Sellers

1
ETC
1
Evercore Trust Company
New York
$10.5M
2
GCM
2
Greywolf Capital Management
New York
$0
3
Artisan Partners
3
Artisan Partners
Wisconsin
$0
4
GCP
4
GSA Capital Partners
United Kingdom
$509K
5
RRAM
5
River Road Asset Management
Kentucky
$12.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
SGAM
26
Steinberg Global Asset Management
Florida
$200K +$8.21K +600 +4%
SI
27
SII Investments
Wisconsin
$190K +$190K +13,706 New
Prudential Financial
28
Prudential Financial
New Jersey
$187K +$187K +13,700 New
CHAM
29
Clear Harbor Asset Management
Connecticut
$185K – – –
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$149K – – –
SBH
31
Segall Bryant & Hamill
Illinois
$146K – – –
Goldman Sachs
32
Goldman Sachs
New York
$144K +$144K +10,535 New
Geode Capital Management
33
Geode Capital Management
Massachusetts
$142K +$142K +10,432 New
Tudor Investment Corp
34
Tudor Investment Corp
Connecticut
$140K -$1.41K -103 -1%
JPMorgan Chase & Co
35
JPMorgan Chase & Co
New York
$123K +$97.3K +7,098 +378%
Bank of America
36
Bank of America
North Carolina
$109K – – –
Citigroup
37
Citigroup
New York
$108K +$3.43K +250 +3%
JC
38
JBF Capital
Colorado
$102K – – –
NFA
39
Nationwide Fund Advisors
Ohio
$29K +$9.67K +700 +50%
TRCT
40
Tower Research Capital (TRC)
New York
$12K +$9K +685 +300%
TWA
41
TCI Wealth Advisors
Arizona
$11K – – –
OSNBOA
42
Old Second National Bank of Aurora
Illinois
$7K – – –
CG
43
Cutler Group
California
$6K +$6K +500 New
PAM
44
Panagora Asset Management
Massachusetts
$4K – – –
MFS
45
MSI Financial Services
Massachusetts
$3K – – –
Manulife (Manufacturers Life Insurance)
46
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K – – –
GCM
47
Greywolf Capital Management
New York
– -$2.26M -163,013 Closed
Artisan Partners
48
Artisan Partners
Wisconsin
– -$1.4M -100,699 Closed
DCM
49
Dialectic Capital Management
Connecticut
– -$858K -61,843 Closed
VanEck Associates
50
VanEck Associates
New York
– -$499K -35,983 Closed
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