CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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98 hedge funds and large institutions have $222M invested in ClearBridge MLP and Midstream Fund Inc. in 2018 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 19 increasing their positions, 38 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
98
Holders Change
+16
Holders Change %
+19.51%
% of All Funds
2.19%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
19
Reduced
38
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HI
1
HBK Investments
Texas
$3.68M
2
KIM
2
Karpus Investment Management
New York
$2.02M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$9.15M
4
CIC
4
Carnegie Investment Counsel
Ohio
$1.37M
5
WAM
5
Wolverine Asset Management
Illinois
$1.15M

Top Sellers

1
AIM
1
Allen Investment Management
New York
$1.25M
2
SIA
2
Sit Investment Associates
Minnesota
$8.11M
3
SEIA
3
Signature Estate & Investment Advisors
California
$9.71M
4
Wells Fargo
4
Wells Fargo
California
$2.16M
5
PI
5
Parkside Investments
Illinois
$1.15M
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
51
Janney Montgomery Scott
Pennsylvania
$362K -$60.2K -1,157 -14%
Citigroup
52
Citigroup
New York
$358K -$3.39K -65 -0.9%
MIAN
53
Mariner Independent Advisor Network
Kansas
$345K -$16.9K -282 -5%
QPWM
54
Quadrant Private Wealth Management
Pennsylvania
$325K -$444K – –
SI
55
Stephens Inc
Arkansas
$292K -$819K -15,755 -74%
CS
56
Credit Suisse
Switzerland
$291K +$291K +5,588 New
CSA
57
Cottage Street Advisors
Massachusetts
$282K – – –
DADC
58
D.A. Davidson & Co
Montana
$257K +$5.68K +109 +2%
TSS
59
Two Sigma Securities
New York
$256K +$256K +4,926 New
SPIA
60
Steward Partners Investment Advisory
New York
$252K -$51.5K -990 -17%
AG
61
Advisor Group
Arizona
$243K +$137K +2,648 +130%
MWM
62
Merriman Wealth Management
Washington
$227K +$227K +4,000 New
LCM
63
Landscape Capital Management
New Jersey
$186K +$186K +3,572 New
Walleye Trading
64
Walleye Trading
New York
$174K +$174K +3,340 New
Millennium Management
65
Millennium Management
New York
$152K +$152K +2,922 New
FCI
66
Financial Counselors Inc
Kansas
$127K – – –
OC
67
Oppenheimer & Co
New York
$121K -$1.91K -37 -2%
CRC
68
Curi RMB Capital
Illinois
$120K +$120K +2,304 New
Stifel Financial
69
Stifel Financial
Missouri
$119K – – –
CHA
70
Cedar Hill Associates
Illinois
$116K -$899K -17,305 -89%
BFIM
71
Beese Fulmer Investment Management
Ohio
$112K – – –
EVM
72
Eaton Vance Management
Massachusetts
$110K – – –
KACA
73
Kayne Anderson Capital Advisors
California
$104K +$104K +2,000 New
CA
74
Claro Advisors
Massachusetts
$98K +$98K +1,348 New
LTFS
75
Ladenburg Thalmann Financial Services
Florida
$95K -$12.4K -236 -12%
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3
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