CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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77 hedge funds and large institutions have $217M invested in ClearBridge MLP and Midstream Fund Inc. in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 26 increasing their positions, 29 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
77
Holders Change
-7
Holders Change %
-8.33%
% of All Funds
2.05%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
5
Increased
26
Reduced
29
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NP
1
NorthRock Partners
Minnesota
$22M
2
FT
2
Fiduciary Trust
Massachusetts
$22.6M
3
Bank of America
3
Bank of America
North Carolina
$39.3M
4
SEIA
4
Signature Estate & Investment Advisors
California
$7.95M
5
UBS Group
5
UBS Group
Switzerland
$6.19M

Top Sellers

1
Bessemer Group
1
Bessemer Group
New Jersey
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$52.4M
3
WAM
3
Weiss Asset Management
Massachusetts
$0
4
SG Americas Securities
4
SG Americas Securities
New York
$0
5
DA
5
Doliver Advisors
Texas
$1.63M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of New York Mellon
51
Bank of New York Mellon
New York
$188K +$188K +2,762 New
DADC
52
D.A. Davidson & Co
Montana
$177K +$22.1K +327 +14%
FFA
53
First Foundation Advisors
California
$164K +$164K +2,417 New
EVM
54
Eaton Vance Management
Massachusetts
$144K – – –
LTFS
55
Ladenburg Thalmann Financial Services
Florida
$141K -$4.22K -62 -3%
DC
56
Davenport & Co
Virginia
$136K -$54.3K -800 -29%
MFS
57
MSI Financial Services
Massachusetts
$134K -$136K -2,000 -50%
AIG
58
American International Group
New York
$132K +$36K +533 +38%
Bank of Montreal
59
Bank of Montreal
Ontario, Canada
$100K +$4.76K +70 +5%
Creative Planning
60
Creative Planning
Kansas
$47K -$16.8K -250 -26%
CHP
61
Cable Hill Partners
Oregon
$46K – – –
GWM
62
Gupta Wealth Management
California
$40K +$13.6K +203 +52%
Envestnet Asset Management
63
Envestnet Asset Management
Illinois
$28K -$140K -2,039 -83%
JIC
64
Joel Isaacson & Co
New York
$27K – – –
TJHA
65
Thomas J. Herzfeld Advisors
Florida
$19K – – –
GT
66
Glenmede Trust
Pennsylvania
$18K – – –
CAPTRUST Financial Advisors
67
CAPTRUST Financial Advisors
North Carolina
$17K – – –
IWM
68
Integrated Wealth Management
California
$17K – – –
RPG
69
Risk Paradigm Group
Texas
$10.6K -$8K -118 -43%
AC
70
Alexandria Capital
Virginia
$10K – – –
TRCT
71
Tower Research Capital (TRC)
New York
$8K -$32.8K -475 -80%
AIP
72
Ameritas Investment Partners
Nebraska
$7K – – –
IA
73
IFP Advisors
Florida
$5K -$54.8K -877 -92%
NFG
74
Next Financial Group
Texas
$5K – – –
SLF
75
Sun Life Financial
Ontario, Canada
$4.16K -$11.4K -22 -73%
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