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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

77 hedge funds and large institutions have $217M invested in ClearBridge MLP and Midstream Fund Inc. in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 26 increasing their positions, 29 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% less funds holding

Funds holding: 8477 (-7)

10% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 29

16% less capital invested

Capital invested by funds: $259M → $217M (-$42.4M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
77
Holders Change
-7
Holders Change %
-8.33%
% of All Funds
2.05%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
5
Increased
26
Reduced
29
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
51
Bank of New York Mellon
New York
$188K +$174K +2,762 New
DADC
52
D.A. Davidson & Co
Montana
$177K +$20.6K +327 +14%
FFA
53
First Foundation Advisors
California
$164K +$152K +2,417 New
EVM
54
Eaton Vance Management
Massachusetts
$144K
LTFS
55
Ladenburg Thalmann Financial Services
Florida
$141K -$3.91K -62 -3%
DC
56
Davenport & Co
Virginia
$136K -$50.4K -800 -29%
MFS
57
MSI Financial Services
Massachusetts
$134K -$126K -2,000 -50%
AIG
58
American International Group
New York
$132K +$33.6K +533 +38%
Bank of Montreal
59
Bank of Montreal
Ontario, Canada
$100K +$4.41K +70 +5%
Creative Planning
60
Creative Planning
Kansas
$47K -$15.8K -250 -26%
CHP
61
Cable Hill Partners
Oregon
$46K
GWM
62
Gupta Wealth Management
California
$40K +$12.8K +203 +52%
Envestnet Asset Management
63
Envestnet Asset Management
Illinois
$28K -$128K -2,039 -83%
JIC
64
Joel Isaacson & Co
New York
$27K
TJHA
65
Thomas J. Herzfeld Advisors
Florida
$19K
GT
66
Glenmede Trust
Pennsylvania
$18K
CAPTRUST Financial Advisors
67
CAPTRUST Financial Advisors
North Carolina
$17K
IWMPD
68
Integrated Wealth Management (Palm Desert)
California
$17K
RPG
69
Risk Paradigm Group
Texas
$10.6K -$7.43K -118 -43%
AC
70
Alexandria Capital
Virginia
$10K
TRCT
71
Tower Research Capital (TRC)
New York
$8K -$29.9K -475 -80%
AIP
72
Ameritas Investment Partners
Nebraska
$7K
IA
73
IFP Advisors
Florida
$5K -$55.3K -877 -92%
NFG
74
Next Financial Group
Texas
$5K
SLF
75
Sun Life Financial
Ontario, Canada
$4.16K -$1.39K -22 -73%

CEM Hedge Fund Activity: Q1 2016 in Review

77 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q1 2016, worth a combined $217M — down 16% from $259M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of CEM and 5 opened new positions — a net loss of 5 holders — while 29 trimmed existing stakes and 26 added.

The largest buyer was NorthRock Partners, adding an estimated $8.52M. The largest seller was Bessemer Group, exiting entirely with an estimated $14.2M sold.

  • 77 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q1 2016, down from 84 in Q4 2015.
  • Funds reported $217M of ClearBridge MLP and Midstream Fund Inc. stock for Q1 2016, down 16% quarter-over-quarter.
  • 5 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q1 2016 and 10 closed out, a net change of -5 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q1 2016 was NorthRock Partners, an estimated $8.52M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q1 2016 was Bessemer Group, an estimated $14.2M sold.

Based on aggregated 13F filings for Q1 2016.