CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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83 hedge funds and large institutions have $263M invested in ClearBridge MLP and Midstream Fund Inc. in 2016 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 33 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
83
Holders Change
+8
Holders Change %
+10.67%
% of All Funds
2.08%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
17
Increased
33
Reduced
20
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TB
1
Terril Brothers
Missouri
$8.45M
2
Morgan Stanley
2
Morgan Stanley
New York
$68.9M
3
SEIA
3
Signature Estate & Investment Advisors
California
$12.6M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$6.32M
5
SIA
5
SeaBridge Investment Advisors
New Jersey
$1.69M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$40.9M
2
KA
2
Klingman & Associates
New York
$0
3
FT
3
Fiduciary Trust
Massachusetts
$23.3M
4
BCM
4
Beck Capital Management
Texas
$0
5
AAM
5
Advisors Asset Management
Colorado
$4.34M
Name Holding Trade Value Shares
Change 		Shares
Change %
HFS
26
HL Financial Services
Kentucky
$1.04M -$142K -1,822 -12%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$1.04M -$7.55K -97 -0.7%
OC
28
Oppenheimer & Co
New York
$969K +$11.7K +150 +1%
DC
29
Davenport & Co
Virginia
$942K +$164K +2,113 +21%
PAG
30
Private Advisor Group
New Jersey
$921K -$65.8K -815 -7%
WAM
31
Weiss Asset Management
Massachusetts
$831K +$831K +10,681 New
DA
32
Doliver Advisors
Texas
$812K +$551K +7,090 +212%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$716K +$91.8K +1,179 +15%
SWP
34
Stratos Wealth Partners
Ohio
$638K +$224K +2,884 +54%
MWM
35
Merriman Wealth Management
Washington
$618K +$618K +11,200 New
US Bancorp
36
US Bancorp
Minnesota
$587K -$700 -9 -0.1%
Janney Montgomery Scott
37
Janney Montgomery Scott
Pennsylvania
$549K -$7.94K -102 -1%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$529K +$78.3K +1,007 +17%
DADC
39
D.A. Davidson & Co
Montana
$512K -$24.9K -321 -5%
Baird Financial Group
40
Baird Financial Group
Wisconsin
$461K +$40.3K +517 +10%
SI
41
Stephens Inc
Arkansas
$454K +$3.5K +45 +0.8%
Fiera Capital (Canada)
42
Fiera Capital (Canada)
Quebec, Canada
$430K -$31.1K -400 -7%
LWAC
43
Laurel Wealth Advisors (California)
California
$373K -$26.7K -344 -7%
CA
44
Cornerstone Advisors
North Carolina
$370K +$370K +4,760 New
HighTower Advisors
45
HighTower Advisors
Illinois
$319K -$121K -1,566 -28%
BTS
46
BB&T Securities
Virginia
$307K – – –
MFW
47
Mosaic Family Wealth
Missouri
$298K +$2.88K +37 +1%
NFG
48
Nations Financial Group
Iowa
$241K – – –
Stifel Financial
49
Stifel Financial
Missouri
$236K +$3.13K +40 +1%
UR
50
USCA RIA
Texas
$235K +$235K +3,020 New
1
2
3 4