We are live on ! Find out more
CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

83 hedge funds and large institutions have $263M invested in ClearBridge MLP and Midstream Fund Inc. in 2016 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 33 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 8

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

65% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 20

11% more funds holding

Funds holding: 7583 (+8)

3% less capital invested

Capital invested by funds: $271M → $263M (-$8.5M)

Holders
83
Holders Change
+8
Holders Change %
+10.67%
% of All Funds
2.08%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
17
Increased
33
Reduced
20
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFS
26
HL Financial Services
Kentucky
$1.04M -$141K -1,822 -12%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$1.03M -$7.51K -97 -0.7%
OC
28
Oppenheimer & Co
New York
$969K +$11.6K +150 +1%
DC
29
Davenport & Co
Virginia
$942K +$164K +2,113 +21%
PAG
30
Private Advisor Group
New Jersey
$921K -$63.1K -815 -7%
WAM
31
Weiss Asset Management
Massachusetts
$831K +$827K +10,681 New
DA
32
Doliver Advisors
Texas
$812K +$549K +7,090 +212%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$716K +$91.3K +1,179 +15%
SWP
34
Stratos Wealth Partners
Ohio
$638K +$223K +2,884 +54%
MWM
35
Merriman Wealth Management
Washington
$618K +$868K +11,200 New
US Bancorp
36
US Bancorp
Minnesota
$587K -$697 -9 -0.1%
Janney Montgomery Scott
37
Janney Montgomery Scott
Pennsylvania
$549K -$7.9K -102 -1%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$529K +$78K +1,007 +17%
DADC
39
D.A. Davidson & Co
Montana
$512K -$24.9K -321 -5%
Baird Financial Group
40
Baird Financial Group
Wisconsin
$461K +$40K +517 +10%
SI
41
Stephens Inc
Arkansas
$454K +$3.49K +45 +0.8%
Fiera Capital (Canada)
42
Fiera Capital (Canada)
Quebec, Canada
$430K -$31K -400 -7%
LWAC
43
Laurel Wealth Advisors (California)
California
$373K -$26.6K -344 -7%
CA
44
Cornerstone Advisors
North Carolina
$370K +$369K +4,760 New
HighTower Advisors
45
HighTower Advisors
Illinois
$319K -$121K -1,566 -28%
BTS
46
BB&T Securities
Virginia
$307K
MFW
47
Mosaic Family Wealth
Missouri
$298K +$2.87K +37 +1%
NFG
48
Nations Financial Group
Iowa
$241K
Stifel Financial
49
Stifel Financial
Missouri
$236K +$3.1K +40 +1%
UR
50
USCA RIA
Texas
$235K +$234K +3,020 New

CEM Hedge Fund Activity: Q4 2016 in Review

83 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2016, worth a combined $263M — down 3.1% from $271M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new CEM positions and 8 closed out — a net gain of 9 holders — while 33 added to existing stakes and 20 trimmed.

The largest buyer was Terril Brothers, adding an estimated $7.33M. The largest seller was Bank of America, cutting an estimated $5.4M.

  • 83 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2016, up from 75 in Q3 2016.
  • Funds reported $263M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2016, down 3.1% quarter-over-quarter.
  • 17 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2016 and 8 closed out, a net change of +9 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2016 was Terril Brothers, an estimated $7.33M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2016 was Bank of America, an estimated $5.4M sold.

Based on aggregated 13F filings for Q4 2016.