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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

75 hedge funds and large institutions have $271M invested in ClearBridge MLP and Midstream Fund Inc. in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 28 increasing their positions, 27 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more capital invested

Capital invested by funds: $261M → $271M (+$10.2M)

4% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 27

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less funds holding

Funds holding: 7875 (-3)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
75
Holders Change
-3
Holders Change %
-3.85%
% of All Funds
2%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
28
Reduced
27
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$1.09M +$9.59K +120 +0.9%
AIM
27
Allen Investment Management
New York
$1M +$722K +9,037 +276%
OC
28
Oppenheimer & Co
New York
$1M +$63.9K +800 +7%
LPL Financial
29
LPL Financial
California
$992K -$237K -2,964 -19%
PAG
30
Private Advisor Group
New Jersey
$973K -$90.1K -1,128 -8%
DC
31
Davenport & Co
Virginia
$814K +$611K +7,648 +325%
Franklin Resources
32
Franklin Resources
California
$710K -$70.9K -888 -9%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$653K -$322K -4,034 -33%
US Bancorp
34
US Bancorp
Minnesota
$615K +$90K +1,127 +18%
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$582K -$807K -10,107 -59%
DADC
36
D.A. Davidson & Co
Montana
$562K +$343K +4,294 +164%
Fiera Capital (Canada)
37
Fiera Capital (Canada)
Quebec, Canada
$482K
SI
38
Stephens Inc
Arkansas
$472K -$25.1K -314 -5%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$472K +$26.4K +330 +6%
HighTower Advisors
40
HighTower Advisors
Illinois
$461K +$107K +1,342 +31%
M&T Bank
41
M&T Bank
New York
$446K +$52.2K +653 +14%
Baird Financial Group
42
Baird Financial Group
Wisconsin
$440K +$9.03K +113 +2%
SWP
43
Stratos Wealth Partners
Ohio
$433K +$93.6K +1,172 +28%
LWAC
44
Laurel Wealth Advisors (California)
California
$419K -$3.83K -48 -0.9%
MFW
45
Mosaic Family Wealth
Missouri
$309K +$2.64K +33 +0.9%
BTS
46
BB&T Securities
Virginia
$307K -$5.75K -72 -2%
DA
47
Doliver Advisors
Texas
$273K -$950K -11,887 -78%
CSA
48
Cottage Street Advisors
Massachusetts
$261K +$9.59K +120 +4%
NFG
49
Nations Financial Group
Iowa
$252K
Stifel Financial
50
Stifel Financial
Missouri
$240K -$171K -2,144 -42%

CEM Hedge Fund Activity: Q3 2016 in Review

75 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2016, worth a combined $271M — up 3.9% from $261M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of CEM and 2 opened new positions — a net loss of 3 holders — while 27 trimmed existing stakes and 28 added.

The largest buyer was Morgan Stanley, adding an estimated $3.97M. The largest seller was Guggenheim Capital, cutting an estimated $986K.

  • 75 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2016, down from 78 in Q2 2016.
  • Funds reported $271M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2016, up 3.9% quarter-over-quarter.
  • 2 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2016 and 5 closed out, a net change of -3 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2016 was Morgan Stanley, an estimated $3.97M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2016 was Guggenheim Capital, an estimated $986K sold.

Based on aggregated 13F filings for Q3 2016.