CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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75 hedge funds and large institutions have $271M invested in ClearBridge MLP and Midstream Fund Inc. in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 28 increasing their positions, 27 reducing their positions, and 5 closing their positions.

Holders
75
Holders Change
-3
Holders Change %
-3.85%
% of All Funds
2%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
2
Increased
28
Reduced
27
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$67.2M
2
Ameriprise
2
Ameriprise
Minnesota
$4.94M
3
FT
3
Fiduciary Trust
Massachusetts
$28M
4
AIM
4
Allen Investment Management
New York
$1M
5
NP
5
NorthRock Partners
Minnesota
$27.1M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$9.13M
2
DA
2
Doliver Advisors
Texas
$273K
3
Citigroup
3
Citigroup
New York
$1.25M
4
Invesco
4
Invesco
Georgia
$3.54M
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$582K
Name Market Value Shares Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$1.09M 13,401 +120 +0.9%
AIM
27
Allen Investment Management
New York
$1M 12,315 +9,037 +276%
OC
28
Oppenheimer & Co
New York
$1M 12,310 +800 +7%
LPL Financial
29
LPL Financial
California
$992K 12,466 -2,964 -19%
PAG
30
Private Advisor Group
New Jersey
$973K 12,228 -1,128 -8%
DC
31
Davenport & Co
Virginia
$814K 10,000 +7,648 +325%
Franklin Resources
32
Franklin Resources
California
$710K 8,720 -888 -9%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$653K 8,019 -4,034 -33%
US Bancorp
34
US Bancorp
Minnesota
$615K 7,556 +1,127 +18%
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$582K 7,155 -10,107 -59%
DADC
36
D.A. Davidson & Co
Montana
$562K 6,915 +4,294 +164%
Fiera Capital (Canada)
37
Fiera Capital (Canada)
Quebec, Canada
$482K 5,923 – –
SI
38
Stephens Inc
Arkansas
$472K 5,793 -314 -5%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$472K 5,794 +330 +6%
HighTower Advisors
40
HighTower Advisors
Illinois
$461K 5,682 +1,342 +31%
M&T Bank
41
M&T Bank
New York
$446K 5,473 +653 +14%
Baird Financial Group
42
Baird Financial Group
Wisconsin
$440K 5,402 +113 +2%
SWP
43
Stratos Wealth Partners
Ohio
$433K 5,318 +1,172 +28%
LWAC
44
Laurel Wealth Advisors (California)
California
$419K 5,142 -48 -0.9%
MFW
45
Mosaic Family Wealth
Missouri
$309K 3,797 +33 +0.9%
BTS
46
BB&T Securities
Virginia
$307K 3,781 -72 -2%
DA
47
Doliver Advisors
Texas
$273K 3,349 -11,887 -78%
CSA
48
Cottage Street Advisors
Massachusetts
$261K 3,495 +120 +4%
NFG
49
Nations Financial Group
Iowa
$252K 3,097 – –
Stifel Financial
50
Stifel Financial
Missouri
$240K 2,974 -2,144 -42%
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