CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

Back to rankings

84 hedge funds and large institutions have $259M invested in ClearBridge MLP and Midstream Fund Inc. in 2015 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 17 increasing their positions, 32 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
84
Holders Change
+12
Holders Change %
+16.67%
% of All Funds
2.21%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
23
Increased
17
Reduced
32
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FT
1
Fiduciary Trust
Massachusetts
$18.7M
2
SEIA
2
Signature Estate & Investment Advisors
California
$6.9M
3
SLF
3
Sun Life Financial
Ontario, Canada
$14.9M
4
KA
4
Klingman & Associates
New York
$4.72M
5
DA
5
Doliver Advisors
Texas
$3.32M

Top Sellers

1
GKIM
1
GW&K Investment Management
Massachusetts
$0
2
Bessemer Group
2
Bessemer Group
New Jersey
$14.2M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.12M
4
Morgan Stanley
4
Morgan Stanley
New York
$66.8M
5
ClearBridge Investments
5
ClearBridge Investments
New York
$3.54M
Name Holding Trade Value Shares
Change 		Shares
Change %
SI
26
Stephens Inc
Arkansas
$1.19M -$42.1K -554 -3%
PAG
27
Private Advisor Group
New Jersey
$1.09M -$87.6K -1,155 -7%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$995K -$21.6K -285 -2%
RJA
29
Raymond James & Associates
Florida
$986K -$58.8K -775 -6%
Stifel Financial
30
Stifel Financial
Missouri
$849K +$598K +7,874 +238%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$831K -$112K -1,482 -12%
OC
32
Oppenheimer & Co
New York
$804K -$747K -9,847 -48%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$778K -$6.23K -82 -0.8%
Deutsche Bank
34
Deutsche Bank
Germany
$683K -$33.3K -439 -5%
CIC
35
Carnegie Investment Counsel
Ohio
$660K +$310K +4,916 +89%
Franklin Resources
36
Franklin Resources
California
$601K – – –
US Bancorp
37
US Bancorp
Minnesota
$499K +$475K +6,260 +2,019%
CRC
38
Curi RMB Capital
Illinois
$476K +$476K +6,270 New
TB
39
Terril Brothers
Missouri
$469K – – –
TC
40
TFS Capital
Pennsylvania
$462K +$462K +6,089 New
Goldman Sachs
41
Goldman Sachs
New York
$451K +$451K +5,937 New
Fiera Capital (Canada)
42
Fiera Capital (Canada)
Quebec, Canada
$450K +$450K +5,923 New
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$416K +$11K +145 +3%
BTS
44
BB&T Securities
Virginia
$399K -$163K -2,142 -29%
LWAC
45
Laurel Wealth Advisors (California)
California
$394K +$394K +5,190 New
HighTower Advisors
46
HighTower Advisors
Illinois
$373K -$17K -223 -4%
VKH
47
Virtu KCG Holdings
New York
$365K +$134K +1,767 +58%
SHA
48
Smith Hayes Advisers
Nebraska
$312K – – –
ICAS
49
Investors Capital Advisory Services
Massachusetts
$311K +$311K +4,100 New
MFW
50
Mosaic Family Wealth
Missouri
$308K +$308K +4,066 New
1
2
3 4