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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$199M
AUM Growth
+$19.3M
Cap. Flow
+$23.1M
Cap. Flow %
11.59%
Top 10 Hldgs %
27.21%
Holding
366
New
86
Increased
85
Reduced
36
Closed
58

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$4.29M
2
BST icon
BlackRock Science and Technology Trust
BST
+$2.59M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.52M
4
SMM
Salient Midstream & MLP Fund
SMM
+$2.46M
5
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.65M

Top Sells

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.04M
2
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$1.82M
3
NIE
Virtus Equity & Convertible Income Fund
NIE
+$1.72M
4
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$1.3M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$1.16M

Sector Composition

Rank Sector Weight
1 Financials 5.37%
2 Industrials 4.95%
3 Consumer Discretionary 3.58%
4 Consumer Staples 2.23%
5 Real Estate 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
301
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$2K ﹤0.01%
20
– –
JTD
302
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$2K ﹤0.01%
150
– –
LAQ
303
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$2K ﹤0.01%
88
– –
EMLC icon
304
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
$1K ﹤0.01%
17
– –
EWD icon
305
iShares MSCI Sweden ETF
EWD
$536M
$1K ﹤0.01%
33
– –
IEI icon
306
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1K ﹤0.01%
6
– –
PCY icon
307
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$1K ﹤0.01%
27
– –
EMI
308
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$1K ﹤0.01%
100
-10,855
-99% -$136K
BIV icon
309
Vanguard Intermediate-Term Bond ETF
BIV
$29B
– –
-37
Closed -$3K
BSV icon
310
Vanguard Short-Term Bond ETF
BSV
$44.7B
– –
-48
Closed -$4K
BTA
311
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
– –
-9,000
Closed -$101K
BTT icon
312
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
– –
-58,199
Closed -$1.16M
CEV
313
Eaton Vance California Municipal Income Trust
CEV
$71.5M
– –
-11,415
Closed -$141K
CXH
314
DELISTED
MFS Investment Grade Municipal Trust
CXH
– –
-250
Closed -$2K
DFP
315
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$426M
– –
-6,431
Closed -$145K
DMB
316
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
– –
-8,801
Closed -$104K
EOT
317
Eaton Vance National Municipal Opportunities Trust
EOT
$269M
– –
-101
Closed -$2K
ESRT icon
318
Empire State Realty Trust
ESRT
$976M
– –
-1,000
Closed -$15K
ETX
319
Eaton Vance Municipal Income 2028 Term Trust
ETX
$198M
– –
-151
Closed -$3K
EVM
320
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
– –
-1,000
Closed -$11K
EVT icon
321
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
– –
-15,207
Closed -$307K
GBAB
322
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$383M
– –
-8,258
Closed -$176K
HQH
323
abrdn Healthcare Investors
HQH
$1.25B
– –
-23,305
Closed -$647K
IQI icon
324
Invesco Quality Municipal Securities
IQI
$527M
– –
-600
Closed -$7K
JNK icon
325
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
– –
-14
Closed -$2K
11 12
13
14 15

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PCI
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Thomas J. Herzfeld Advisors held 366 positions worth $199M, up 11% from $180M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $23.1M of net new capital in Q4 2014, opening 86 new positions and adding to 85 existing holdings. Its largest new stake was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.8% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Municipal Credit Income Fund, an estimated $2.04M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2014 buy was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in Q4 2014, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2014 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $2.04M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2014, selling an estimated $1.82M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $199M portfolio in Q4 2014.
  • Thomas J. Herzfeld Advisors opened 86 new positions and closed 58 in Q4 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $199M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.