Thomas J. Herzfeld Advisors’s Vanguard Short-Term Bond ETF BSV Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio BSV Stock Details BSV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-6,300	Closed	-$493K	–	280
2018 Q2	$493K	Hold	6,300	–	–	0.18%	91
2018 Q1	$494K	Hold	6,300	–	–	0.19%	87
2017 Q4	$498K	Hold	6,300	–	–	0.19%	77
2017 Q3	$503K	Sell	6,300 -800	-11%	-$64K	0.22%	66
2017 Q2	$567K	Hold	7,100	–	–	0.25%	64
2017 Q1	$566K	Buy	+7,100	New	+$565K	0.25%	69
2014 Q4	–	Sell	-48	Closed	-$4K	–	310
2014 Q3	$4K	Hold	48	–	–	﹤0.01%	256
2014 Q2	$4K	Buy	+48	New	+$3.85K	﹤0.01%	266

Other funds holding BSV

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

TIAA FSB Jacksonville, Florida $27.6B AUM 14.26% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

PCA

Personal Capital Advisors Redwood City, California $20.6B AUM 13.65% 1-Year Est. Return

TAIM

TD Ameritrade Investment Management Omaha, Nebraska $9.4B AUM 7.2% 1-Year Est. Return

Thomas J. Herzfeld Advisors's BSV Position: Q3 2018 in Review

Thomas J. Herzfeld Advisors sold out of Vanguard Short-Term Bond ETF (BSV) in Q3 2018, closing a stake of 6,300 shares — an estimated $493K sold.

Thomas J. Herzfeld Advisors first reported a position in BSV in Q2 2014 and held it in 8 quarters. The position peaked at $567K in Q2 2017. 645 funds tracked by Wall St. Rank hold BSV as of Q3 2018.

Thomas J. Herzfeld Advisors reported no remaining Vanguard Short-Term Bond ETF position as of Q3 2018 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 6,300 Vanguard Short-Term Bond ETF shares in Q3 2018, an estimated $493K.
Thomas J. Herzfeld Advisors first reported a position in Vanguard Short-Term Bond ETF in Q2 2014 and held it in 8 quarters.
Thomas J. Herzfeld Advisors's Vanguard Short-Term Bond ETF position peaked at $567K in Q2 2017.
645 funds tracked by Wall St. Rank held Vanguard Short-Term Bond ETF as of Q3 2018.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.