TJHA
GBAB

Thomas J. Herzfeld Advisors’s Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio GBAB Stock Details GBAB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-8,258
Closed -$176K – 322
2014
Q3 		$176K Hold
8,258
– – 0.1% 135
2014
Q2 		$182K Sell
8,258
-5,680
-41% -$121K 0.1% 138
2014
Q1 		$289K Buy
13,938
+2,900
+26% +$59.2K 0.17% 116
2013
Q4 		$219K Buy
11,038
+900
+9% +$17.7K 0.12% 125
2013
Q3 		$203K Hold
10,138
– – 0.13% 124
2013
Q2 		$222K Buy
+10,138
New +$230K 0.14% 118

Other funds holding GBAB

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
ACM
Ashford Capital Management Wilmington, Delaware $809M AUM 35.1% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Thomas J. Herzfeld Advisors's GBAB Position: Q4 2014 in Review

Thomas J. Herzfeld Advisors sold out of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) in Q4 2014, closing a stake of 8,258 shares — an estimated $176K sold.

Thomas J. Herzfeld Advisors first reported a position in GBAB in Q2 2013 and held it in 6 quarters. The position peaked at $289K in Q1 2014. 30 funds tracked by Wall St. Rank hold GBAB as of Q4 2014.

  • Thomas J. Herzfeld Advisors reported no remaining Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust position as of Q4 2014 after selling out during the quarter.
  • Thomas J. Herzfeld Advisors sold 8,258 Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust shares in Q4 2014, an estimated $176K.
  • Thomas J. Herzfeld Advisors first reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in Q2 2013 and held it in 6 quarters.
  • Thomas J. Herzfeld Advisors's Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust position peaked at $289K in Q1 2014.
  • 30 funds tracked by Wall St. Rank held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Q4 2014.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.