GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

22 hedge funds and large institutions have $69.7M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
7
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$17.2M
2
Goldman Sachs
2
Goldman Sachs
New York
$1.22M
3
Bank of America
3
Bank of America
North Carolina
$8.56M
4
TC
4
TFS Capital
Pennsylvania
$473K
5
CI
5
Conning Inc
Connecticut
$310K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$21.9M
2
Invesco
2
Invesco
Georgia
$8.62M
3
PPA
3
Parametric Portfolio Associates
Washington
$0
4
RJA
4
Raymond James & Associates
Florida
$801K
5
PMG
5
ProVise Management Group
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
– – -997,869 Closed
Morgan Stanley
2
Morgan Stanley
New York
$17.2M 855,557 +235,888 +38%
Invesco
3
Invesco
Georgia
$8.62M 429,375 -33,587 -7%
Bank of America
4
Bank of America
North Carolina
$8.56M 426,597 +43,835 +11%
Wells Fargo
5
Wells Fargo
California
$2.72M 135,382 +14,066 +12%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.69M 133,974 -8,378 -6%
PNC
7
Park National Corp
Ohio
$1.36M 67,635 +300 +0.4%
Goldman Sachs
8
Goldman Sachs
New York
$1.22M 60,820 +60,820 New
U
9
UBS
Switzerland
$1.13M 56,080 -3,789 -6%
RJA
10
Raymond James & Associates
Florida
$801K 39,902 -26,202 -40%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$711K 35,440 +4,104 +13%
FAAS
12
First Allied Advisory Services
California
$626K 31,255 -2,698 -8%
TC
13
TFS Capital
Pennsylvania
$473K 23,564 +23,564 New
LPL Financial
14
LPL Financial
California
$347K 17,593 -4,443 -20%
SNC
15
Stifel Nicolaus & Co
Missouri
$341K 16,985 -625 -4%
CI
16
Conning Inc
Connecticut
$310K 15,425 +15,425 New
KWMG
17
King Wealth Management Group
Florida
$236K 11,753 -400 -3%
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$203K 10,138 – –
TRCT
19
Tower Research Capital (TRC)
New York
$100K 4,988 +4,204 +536%
Deutsche Bank
20
Deutsche Bank
Germany
$96K 4,800 +2,300 +92%
Citigroup
21
Citigroup
New York
$63K 3,145 -49 -2%
BIM
22
BlackRock Investment Management
Delaware
$24K 1,175 +1,175 New
Ameriprise
23
Ameriprise
Minnesota
$7K 335 -250 -43%
PPA
24
Parametric Portfolio Associates
Washington
– – -29,015 Closed
PMG
25
ProVise Management Group
Florida
– – -21,525 Closed
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