GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

31 hedge funds and large institutions have $70.7M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
–
Holders Change %
0%
% of All Funds
0.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
13
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$7.47M
2
UR
2
USCA RIA
Texas
$1.68M
3
RJA
3
Raymond James & Associates
Florida
$2.52M
4
ACM
4
Arlington Capital Management
Illinois
$607K
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$361K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$26.7M
2
Invesco
2
Invesco
Georgia
$3.85M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$0
4
PFP
4
Pinnacle Financial Partners
Tennessee
$0
5
Bank of America
5
Bank of America
North Carolina
$8.74M
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$26.7M -$24.6M – –
Bank of America
2
Bank of America
North Carolina
$8.74M -$209K -9,042 -2%
Wells Fargo
3
Wells Fargo
California
$7.47M +$1.82M +78,579 +32%
Morgan Stanley
4
Morgan Stanley
New York
$6.49M +$313K +13,535 +5%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.06M +$256K +11,103 +7%
Invesco
6
Invesco
Georgia
$3.85M -$594K -25,698 -13%
RJA
7
Raymond James & Associates
Florida
$2.52M +$653K +28,255 +35%
UBS Group
8
UBS Group
Switzerland
$1.81M +$247K +10,674 +16%
UR
9
USCA RIA
Texas
$1.68M +$797K +34,500 +91%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$960K +$7.19K +320 +0.8%
CI
11
Conning Inc
Connecticut
$850K +$15.5K +672 +2%
ACM
12
Ashford Capital Management
Delaware
$805K -$80.1K -3,467 -9%
Cohen & Steers
13
Cohen & Steers
New York
$708K +$335K +14,500 +90%
LPL Financial
14
LPL Financial
California
$625K +$295K +12,730 +90%
ACM
15
Arlington Capital Management
Illinois
$607K +$607K +26,276 New
BTS
16
BB&T Securities
Virginia
$398K – – –
SPC
17
Sigma Planning Corp
Michigan
$387K +$119K +5,159 +44%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$362K -$6.11K -264 -2%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$361K +$361K +15,641 New
SAM
20
SignalPoint Asset Management
Missouri
$331K +$185 +8 +0.1%
KWMG
21
King Wealth Management Group
Florida
$302K -$2.31K -100 -0.8%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$289K +$289K +12,515 New
Stifel Financial
23
Stifel Financial
Missouri
$201K -$17.3K -750 -8%
Deutsche Bank
24
Deutsche Bank
Germany
$82K – – –
Citigroup
25
Citigroup
New York
$76K +$949 +41 +1%
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