GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

33 hedge funds and large institutions have $87.8M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2014 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 2 closing their positions.

Holders
33
Holders Change
+5
Holders Change %
+17.86%
% of All Funds
0.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
8
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$3.66M
2
Bank of America
2
Bank of America
North Carolina
$9.54M
3
U
3
UBS
Switzerland
$3.92M
4
RJA
4
Raymond James & Associates
Florida
$1.49M
5
Morgan Stanley
5
Morgan Stanley
New York
$21.7M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$25.4M
2
Invesco
2
Invesco
Georgia
$5.45M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.14M
4
PNC
4
Park National Corp
Ohio
$927K
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$182K
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
– – -1,154,388 Closed
Morgan Stanley
2
Morgan Stanley
New York
$21.7M 984,586 +13,651 +1%
Bank of America
3
Bank of America
North Carolina
$9.54M 432,638 +89,515 +26%
Invesco
4
Invesco
Georgia
$5.45M 247,100 -108,883 -31%
Wells Fargo
5
Wells Fargo
California
$4.3M 195,048 +6,018 +3%
U
6
UBS
Switzerland
$3.92M 177,857 +53,227 +43%
BTS
7
BB&T Securities
Virginia
$3.75M 17,000 – –
SIA
8
Sit Investment Associates
Minnesota
$3.66M 166,168 +102,213 +160%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.14M 97,119 -8,725 -8%
RJA
10
Raymond James & Associates
Florida
$1.49M 67,561 +15,094 +29%
Goldman Sachs
11
Goldman Sachs
New York
$1.36M 61,487 +278 +0.5%
PNC
12
Park National Corp
Ohio
$927K 42,060 -6,550 -13%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$809K 36,709 +2,042 +6%
CI
14
Conning Inc
Connecticut
$716K 32,487 – –
SAM
15
SignalPoint Asset Management
Missouri
$403K 18,281 – –
KWMG
16
King Wealth Management Group
Florida
$310K 14,976 – –
Stifel Financial
17
Stifel Financial
Missouri
$294K 13,350 – –
CI
18
Chartist Inc
California
$241K 11,000 – –
AQR Capital Management
19
AQR Capital Management
Connecticut
$240K 10,907 -1,266 -10%
Cohen & Steers
20
Cohen & Steers
New York
$220K 9,966 +9,966 New
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$213K 9,646 +9,646 New
LPL Financial
22
LPL Financial
California
$209K 9,499 -3,900 -29%
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$182K 8,258 -5,680 -41%
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$93K 4,200 +4,200 New
Deutsche Bank
25
Deutsche Bank
Germany
$55K 2,500 – –
1
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