GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

35 hedge funds and large institutions have $80.2M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 10 closing their positions.

Holders
35
Holders Change
-6
Holders Change %
-14.63%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
15
Reduced
9
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$26.2M
2
Morgan Stanley
2
Morgan Stanley
New York
$8.8M
3
UBS Group
3
UBS Group
Switzerland
$4.42M
4
SIA
4
Sit Investment Associates
Minnesota
$9.83M
5
Stifel Financial
5
Stifel Financial
Missouri
$2.3M

Top Sellers

1
1CP
1
1607 Capital Partners
Virginia
$0
2
Bank of America
2
Bank of America
North Carolina
$8.85M
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$65K
4
KIM
4
Karpus Investment Management
New York
$0
5
Citigroup
5
Citigroup
New York
$46K
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$26.2M 1,177,888 +1,177,888 New
SIA
2
Sit Investment Associates
Minnesota
$9.83M 441,561 +102,986 +30%
Bank of America
3
Bank of America
North Carolina
$8.85M 397,889 -57,762 -13%
Morgan Stanley
4
Morgan Stanley
New York
$8.8M 395,445 +146,827 +59%
UBS Group
5
UBS Group
Switzerland
$4.42M 198,527 +122,246 +160%
Invesco
6
Invesco
Georgia
$3.5M 157,266 +4,495 +3%
Wells Fargo
7
Wells Fargo
California
$3.13M 140,441 +8,025 +6%
RJA
8
Raymond James & Associates
Florida
$2.96M 133,046 +10,541 +9%
Stifel Financial
9
Stifel Financial
Missouri
$2.3M 103,456 +54,031 +109%
UR
10
USCA RIA
Texas
$1.56M 70,305 -300 -0.4%
ACM
11
Ashford Capital Management
Delaware
$1.47M 65,885 +8,374 +15%
DA
12
Doliver Advisors
Texas
$1.39M 62,579 -1,742 -3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.32M 59,374 +10,738 +22%
CI
14
Conning Inc
Connecticut
$848K 38,119 – –
LPL Financial
15
LPL Financial
California
$517K 23,143 +577 +3%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$453K 20,356 +4,174 +26%
SPC
17
Sigma Planning Corp
Michigan
$361K 16,205 +163 +1%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$317K 14,255 +2,445 +21%
KWMG
19
King Wealth Management Group
Florida
$302K 13,573 +500 +4%
AIP
20
Ahrens Investment Partners
Louisiana
$291K 13,100 +13,100 New
SAM
21
SignalPoint Asset Management
Missouri
$284K 12,748 -1,800 -12%
BTS
22
BB&T Securities
Virginia
$272K 12,250 -5,000 -29%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$240K 10,798 -1,730 -14%
NEPWA
24
New England Private Wealth Advisors
Massachusetts
$200K 9,000 +9,000 New
Cohen & Steers
25
Cohen & Steers
New York
$100K 4,487 – –
1
2