GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

43 hedge funds and large institutions have $82.9M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 6 closing their positions.

Holders
43
Holders Change
+1
Holders Change %
+2.38%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
15
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$13.3M
2
Wells Fargo
2
Wells Fargo
California
$5.05M
3
UBS Group
3
UBS Group
Switzerland
$3.5M
4
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$358K
5
Truist Financial
5
Truist Financial
North Carolina
$284K

Top Sellers

1
LTFS
1
Ladenburg Thalmann Financial Services
Florida
$110K
2
Cohen & Steers
2
Cohen & Steers
New York
$0
3
SWM
3
SeaCrest Wealth Management
New York
$0
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.59M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$266K
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$27.3M 1,154,388 – –
Bank of America
2
Bank of America
North Carolina
$13.3M 563,071 +41,590 +8%
Morgan Stanley
3
Morgan Stanley
New York
$9.33M 393,928 +7,976 +2%
Wells Fargo
4
Wells Fargo
California
$5.05M 213,305 +26,179 +14%
UBS Group
5
UBS Group
Switzerland
$3.5M 147,967 +17,701 +14%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$3.01M 127,149 +9,755 +8%
RJA
7
Raymond James & Associates
Florida
$2.95M 124,419 +9,223 +8%
Invesco
8
Invesco
Georgia
$2.9M 122,502 +11,576 +10%
UR
9
USCA RIA
Texas
$2.66M 112,300 -400 -0.4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.59M 67,211 -4,745 -7%
CA
11
Cetera Advisors
Colorado
$1.43M 60,388 -616 -1%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$1.32M 55,599 +3,595 +7%
WT
13
Whittier Trust
California
$977K 41,261 +574 +1%
AG
14
Advisor Group
Arizona
$857K 36,218 +11,749 +48%
AF
15
Advisornet Financial
Minnesota
$728K 30,750 -1,000 -3%
RJT
16
Raymond James Trust
Florida
$551K 23,250 -1,244 -5%
AIP
17
Ahrens Investment Partners
Louisiana
$514K 21,700 +4,100 +23%
BB
18
Busey Bank
Illinois
$447K 18,870 – –
EM
19
ELCO Management
New York
$436K 18,400 +100 +0.5%
SWP
20
Stratos Wealth Partners
Ohio
$401K 16,931 -600 -3%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$358K 15,143 +15,143 New
SPC
22
Sigma Planning Corp
Michigan
$323K 13,644 -93 -0.7%
Truist Financial
23
Truist Financial
North Carolina
$284K 11,999 +11,999 New
KWMG
24
King Wealth Management Group
Florida
$270K 11,397 -350 -3%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$266K 11,247 -2,329 -17%
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