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GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

46 hedge funds and large institutions have $73.6M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

7% more funds holding

Funds holding: 4346 (+3)

5.36% less ownership

Funds ownership: 22.02%16.65% (-5.4%)

21% less capital invested

Capital invested by funds: $93.2M → $73.6M (-$19.6M)

35% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 17

Holders
46
Holders Change
+3
Holders Change %
+6.98%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
11
Reduced
17
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$10.9M +$687K +28,781 +7%
Morgan Stanley
2
Morgan Stanley
New York
$10.8M -$371K -15,569 -3%
Bank of America
3
Bank of America
North Carolina
$10.4M +$15.1K +635 +0.1%
Wells Fargo
4
Wells Fargo
California
$6.31M +$134K +5,614 +2%
GC
5
Guggenheim Capital
Illinois
$5.89M -$21.6M -904,611 -78%
RJA
6
Raymond James & Associates
Florida
$4.18M +$1.12M +46,948 +36%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$3.24M -$632K -26,504 -16%
Invesco
8
Invesco
Georgia
$2.99M -$149K -6,242 -5%
UR
9
USCA RIA
Texas
$2.58M -$44.7K -1,875 -2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.88M +$72.6K +3,042 +4%
MMA
11
Miracle Mile Advisors
California
$1.82M +$8.59K +360 +0.5%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.55M +$90.6K +3,800 +6%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$1.42M -$22.4K -941 -2%
WT
14
Whittier Trust
California
$995K
KAS
15
Kestra Advisory Services
Texas
$767K +$776K +32,529 New
RJT
16
Raymond James Trust
Florida
$682K
AF
17
Advisornet Financial
Minnesota
$672K -$26.2K -1,100 -4%
MML Investors Services
18
MML Investors Services
Massachusetts
$486K +$204K +8,570 +71%
FFA
19
First Foundation Advisors
California
$480K -$350K -14,654 -42%
SWP
20
Stratos Wealth Partners
Ohio
$480K -$7.16K -300 -1%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$460K
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$459K -$6.34K -266 -1%
EM
23
ELCO Management
New York
$434K
CA
24
Cetera Advisors
Colorado
$429K -$744K -31,210 -63%
SPC
25
Sigma Planning Corp
Michigan
$338K -$4.53K -190 -1%

GBAB Hedge Fund Activity: Q3 2020 in Review

46 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) for Q3 2020, worth a combined $73.6M — down 21% from $93.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new GBAB positions and 3 closed out — a net gain of 3 holders — while 11 added to existing stakes and 17 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.12M. The largest seller was Guggenheim Capital, cutting an estimated $21.6M.

  • 46 institutional investors held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) as of Q3 2020, up from 43 in Q2 2020.
  • Funds reported $73.6M of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust stock for Q3 2020, down 21% quarter-over-quarter.
  • 6 funds opened new Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust positions in Q3 2020 and 3 closed out, a net change of +3 holders.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust buyer in Q3 2020 was Raymond James & Associates, an estimated $1.12M added.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust seller in Q3 2020 was Guggenheim Capital, an estimated $21.6M sold.

Based on aggregated 13F filings for Q3 2020.