GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

46 hedge funds and large institutions have $73.6M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 17 reducing their positions, and 3 closing their positions.

Holders
46
Holders Change
+3
Holders Change %
+6.98%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$4.18M
2
KAS
2
Kestra Advisory Services
Texas
$767K
3
UBS Group
3
UBS Group
Switzerland
$10.9M
4
PAG
4
Private Advisor Group
New Jersey
$227K
5
MML Investors Services
5
MML Investors Services
Massachusetts
$486K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$5.89M
2
CA
2
Cetera Advisors
Colorado
$429K
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$3.24M
4
Morgan Stanley
4
Morgan Stanley
New York
$10.8M
5
FFA
5
First Foundation Advisors
California
$480K
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$10.9M 464,252 +28,781 +7%
Morgan Stanley
2
Morgan Stanley
New York
$10.8M 458,052 -15,569 -3%
Bank of America
3
Bank of America
North Carolina
$10.4M 439,442 +635 +0.1%
Wells Fargo
4
Wells Fargo
California
$6.31M 267,554 +5,614 +2%
GC
5
Guggenheim Capital
Illinois
$5.89M 249,777 -904,611 -78%
RJA
6
Raymond James & Associates
Florida
$4.18M 177,344 +46,948 +36%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$3.24M 137,618 -26,504 -16%
Invesco
8
Invesco
Georgia
$2.99M 126,773 -6,242 -5%
UR
9
USCA RIA
Texas
$2.58M 109,425 -1,875 -2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.88M 79,556 +3,042 +4%
MMA
11
Miracle Mile Advisors
California
$1.82M 77,175 +360 +0.5%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.55M 65,883 +3,800 +6%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$1.42M 60,212 -941 -2%
WT
14
Whittier Trust
California
$995K 42,212 – –
KAS
15
Kestra Advisory Services
Texas
$767K 32,529 +32,529 New
RJT
16
Raymond James Trust
Florida
$682K 28,932 – –
AF
17
Advisornet Financial
Minnesota
$672K 28,500 -1,100 -4%
MML Investors Services
18
MML Investors Services
Massachusetts
$486K 20,631 +8,570 +71%
FFA
19
First Foundation Advisors
California
$480K 20,368 -14,654 -42%
SWP
20
Stratos Wealth Partners
Ohio
$480K 20,365 -300 -1%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$460K 19,535 – –
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$459K 19,495 -266 -1%
EM
23
ELCO Management
New York
$434K 18,400 – –
CA
24
Cetera Advisors
Colorado
$429K 18,201 -31,210 -63%
SPC
25
Sigma Planning Corp
Michigan
$338K 14,357 -190 -1%
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