GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

62 hedge funds and large institutions have $92.4M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2021 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 23 increasing their positions, 16 reducing their positions, and 5 closing their positions.

Holders
62
Holders Change
+9
Holders Change %
+16.98%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
23
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KC
1
Kenfarb & Co
Kentucky
$2.01M
2
RCG
2
Regatta Capital Group
California
$1.42M
3
WAM
3
Walker Asset Management
Missouri
$1.25M
4
TIM
4
Triad Investment Management
California
$862K
5
LPL Financial
5
LPL Financial
California
$2.11M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$13.4M
2
Morgan Stanley
2
Morgan Stanley
New York
$13.2M
3
Goldman Sachs
3
Goldman Sachs
New York
$0
4
MML Investors Services
4
MML Investors Services
Massachusetts
$0
5
RJA
5
Raymond James & Associates
Florida
$3.78M
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$13.4M 564,796 -150,917 -21%
Morgan Stanley
2
Morgan Stanley
New York
$13.2M 555,775 -46,254 -8%
Bank of America
3
Bank of America
North Carolina
$8.09M 340,901 -5,369 -2%
Wells Fargo
4
Wells Fargo
California
$5.51M 232,245 -6,024 -3%
Invesco
5
Invesco
Georgia
$4.55M 191,668 +14,950 +8%
RJA
6
Raymond James & Associates
Florida
$3.78M 159,120 -27,816 -15%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$3.38M 142,375 -1,644 -1%
USCWA
8
U.S. Capital Wealth Advisors
Texas
$2.56M 107,725 – –
MMA
9
Miracle Mile Advisors
California
$2.29M 96,406 +53 +0.1%
ACI
10
Alpha Cubed Investments
California
$2.24M 94,560 – –
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.13M 89,751 -5,814 -6%
LPL Financial
12
LPL Financial
California
$2.11M 88,924 +35,585 +67%
KC
13
Kenfarb & Co
Kentucky
$2.01M 84,550 +84,550 New
DJYG
14
David J. Yvars Group
Florida
$1.96M 82,621 +3,330 +4%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$1.61M 67,727 +25,360 +60%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.55M 65,193 -3,522 -5%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$1.47M 62,009 -3,848 -6%
Fiera Capital (Canada)
18
Fiera Capital (Canada)
Quebec, Canada
$1.43M 60,346 +1,649 +3%
RCG
19
Regatta Capital Group
California
$1.42M 59,724 +59,724 New
WAM
20
Walker Asset Management
Missouri
$1.25M 52,758 +52,758 New
KAS
21
Kestra Advisory Services
Texas
$1.16M 48,823 -72 -0.1%
WT
22
Whittier Trust
California
$981K 41,371 – –
BW
23
Bison Wealth
Georgia
$961K 40,507 +21,735 +116%
TIM
24
Triad Investment Management
California
$862K 36,336 +36,336 New
RJT
25
Raymond James Trust
Florida
$793K 33,424 +3,180 +11%
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