Rockefeller Capital Management’s Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB Stock Holding History

Rockefeller Capital Management’s Portfolio GBAB Stock Details GBAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-4	Closed	-$72	–	4728
2025 Q3	$72	Buy	+4	New	+$61	﹤0.01%	4382
2024 Q2	–	Sell	-12,516	Closed	-$203K	–	1669
2024 Q1	$203K	Buy	+12,516	New	+$207K	﹤0.01%	1659
2023 Q3	–	Sell	-11,715	Closed	-$191K	–	1612
2023 Q2	$191K	Hold	11,715	–	–	﹤0.01%	1656
2023 Q1	$199K	Sell	11,715 -114	-1%	-$1.95K	﹤0.01%	1820
2022 Q4	$193K	Sell	11,829 -9,121	-44%	-$146K	﹤0.01%	1675
2022 Q3	$323K	Sell	20,950 -5,235	-20%	-$93.2K	﹤0.01%	1438
2022 Q2	$465K	Sell	26,185 -34,579	-57%	-$642K	﹤0.01%	1292
2022 Q1	$1.21M	Sell	60,764 -6,963	-10%	-$145K	0.01%	993
2021 Q4	$1.61M	Buy	67,727 +25,360	+60%	+$600K	0.01%	880
2021 Q3	$1.04M	Buy	42,367 +19,955	+89%	+$493K	0.01%	989
2021 Q2	$553K	Buy	22,412 +21,821	+3,692%	+$525K	﹤0.01%	1166
2021 Q1	$13K	Buy	591 +9	+2%	+$219	﹤0.01%	2475
2020 Q4	$14K	Buy	582 +9	+2%	+$223	﹤0.01%	2135
2020 Q3	$13K	Buy	+573	New	+$13.7K	﹤0.01%	1930

Other funds holding GBAB

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CFG

Cooper Financial Group Irvine, California $1.21B AUM 28.32% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

Rockefeller Capital Management's GBAB Position: Q4 2025 in Review

Rockefeller Capital Management sold out of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) in Q4 2025, closing a stake of 4 shares — an estimated $72 sold.

Rockefeller Capital Management first reported a position in GBAB in Q3 2020 and held it in 14 quarters. The position peaked at $1.61M in Q4 2021. 64 funds tracked by Wall St. Rank hold GBAB as of Q4 2025.

Rockefeller Capital Management reported no remaining Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust position as of Q4 2025 after selling out during the quarter.
Rockefeller Capital Management sold 4 Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust shares in Q4 2025, an estimated $72.
Rockefeller Capital Management first reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in Q3 2020 and held it in 14 quarters.
Rockefeller Capital Management's Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust position peaked at $1.61M in Q4 2021.
64 funds tracked by Wall St. Rank held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Q4 2025.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.