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GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

63 hedge funds and large institutions have $81.9M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.75% less ownership

Funds ownership: 25.05%24.3% (-0.75%)

10% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 21

2% less funds holding

Funds holding: 6463 (-1)

8% less capital invested

Capital invested by funds: $88.6M → $81.9M (-$6.66M)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

Holders
63
Holders Change
-1
Holders Change %
-1.56%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
19
Reduced
21
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23.4M +$1.63M +103,346 +7%
GC
2
Guggenheim Capital
Illinois
$11.9M
UBS Group
3
UBS Group
Switzerland
$4.38M -$296K -18,825 -6%
Bank of America
4
Bank of America
North Carolina
$3.6M -$151K -9,585 -4%
Invesco
5
Invesco
Georgia
$2.77M +$181K +11,482 +7%
Osaic Holdings
6
Osaic Holdings
Arizona
$2.55M +$1.36M +86,419 +111%
IPW
7
Invictus Private Wealth
Colorado
$2.32M +$365K +23,185 +18%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.22M +$83.7K +5,321 +4%
CFG
9
Cooper Financial Group
California
$2.02M +$1.44M +91,709 +238%
RJA
10
Raymond James & Associates
Florida
$1.88M -$172K -10,961 -8%
LPL Financial
11
LPL Financial
California
$1.82M -$1.21M -77,103 -40%
Fiera Capital (Canada)
12
Fiera Capital (Canada)
Quebec, Canada
$1.68M -$2.5K -159 -0.1%
USCWA
13
U.S. Capital Wealth Advisors
Texas
$1.6M -$3.15K -200 -0.2%
BI
14
Bramshill Investments
Florida
$1.49M -$164K -10,420 -10%
FFA
15
Farther Finance Advisors
California
$1.31M +$796K +50,619 +150%
RCG
16
Regatta Capital Group
California
$1.2M -$97.2K -6,182 -7%
Stifel Financial
17
Stifel Financial
Missouri
$1.12M +$54.2K +3,445 +5%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$1.11M -$4.38M -278,492 -80%
KC
19
Kenfarb & Co
Kentucky
$1.06M -$26.4K -1,680 -2%
XWM
20
Xcel Wealth Management
Florida
$933K -$199K -12,667 -17%
WT
21
Whittier Trust
California
$898K +$696K +44,253 +328%
WS
22
Wedbush Securities
California
$814K -$18.7K -1,191 -2%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$770K -$54.5K -3,465 -7%
DJYG
24
David J. Yvars Group
Florida
$735K -$9.42K -599 -1%
WAM
25
Walker Asset Management
Missouri
$720K -$15.7K -1,000 -2%

GBAB Hedge Fund Activity: Q3 2023 in Review

63 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) for Q3 2023, worth a combined $81.9M — down 7.5% from $88.6M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of GBAB and 8 opened new positions — a net loss of 1 holder — while 21 trimmed existing stakes and 19 added.

The largest buyer was Morgan Stanley, adding an estimated $1.63M. The largest seller was Janney Montgomery Scott, cutting an estimated $4.38M.

  • 63 institutional investors held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) as of Q3 2023, down from 64 in Q2 2023.
  • Funds reported $81.9M of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust stock for Q3 2023, down 7.5% quarter-over-quarter.
  • 8 funds opened new Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust positions in Q3 2023 and 9 closed out, a net change of -1 holder.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust buyer in Q3 2023 was Morgan Stanley, an estimated $1.63M added.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust seller in Q3 2023 was Janney Montgomery Scott, an estimated $4.38M sold.

Based on aggregated 13F filings for Q3 2023.