GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

62 hedge funds and large institutions have $81.5M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 21 reducing their positions, and 9 closing their positions.

Holders
62
Holders Change
-1
Holders Change %
-1.59%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
19
Reduced
21
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$23.4M
2
CFG
2
Cooper Financial Group
California
$2.02M
3
Osaic Holdings
3
Osaic Holdings
Arizona
$2.55M
4
FFA
4
Farther Finance Advisors
California
$1.31M
5
WT
5
Whittier Trust
California
$898K

Top Sellers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$1.11M
2
Wells Fargo
2
Wells Fargo
California
$452K
3
LPL Financial
3
LPL Financial
California
$1.82M
4
MMA
4
Miracle Mile Advisors
California
$0
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$23.4M 1,506,855 +103,346 +7%
GC
2
Guggenheim Capital
Illinois
$11.9M 762,676 – –
UBS Group
3
UBS Group
Switzerland
$4.38M 281,618 -18,825 -6%
Bank of America
4
Bank of America
North Carolina
$3.6M 231,418 -9,585 -4%
Invesco
5
Invesco
Georgia
$2.77M 178,044 +11,482 +7%
Osaic Holdings
6
Osaic Holdings
Arizona
$2.55M 164,389 +86,419 +111%
IPW
7
Invictus Private Wealth
Colorado
$2.32M 149,478 +23,185 +18%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.22M 142,689 +5,321 +4%
CFG
9
Cooper Financial Group
California
$2.02M 130,180 +91,709 +238%
RJA
10
Raymond James & Associates
Florida
$1.88M 120,845 -10,961 -8%
LPL Financial
11
LPL Financial
California
$1.82M 117,309 -77,103 -40%
Fiera Capital (Canada)
12
Fiera Capital (Canada)
Quebec, Canada
$1.68M 107,993 -159 -0.1%
USCWA
13
U.S. Capital Wealth Advisors
Texas
$1.6M 102,797 -200 -0.2%
BI
14
Bramshill Investments
Florida
$1.49M 95,942 -10,420 -10%
FFA
15
Farther Finance Advisors
California
$1.31M 84,309 +50,619 +150%
RCG
16
Regatta Capital Group
California
$1.2M 77,059 -6,182 -7%
Stifel Financial
17
Stifel Financial
Missouri
$1.12M 71,842 +3,445 +5%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$1.11M 71,404 -278,492 -80%
KC
19
Kenfarb & Co
Kentucky
$1.06M 68,330 -1,680 -2%
XWM
20
Xcel Wealth Management
Florida
$933K 60,043 -12,667 -17%
WT
21
Whittier Trust
California
$898K 57,759 +44,253 +328%
WS
22
Wedbush Securities
California
$814K 52,404 -1,191 -2%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$770K 49,550 -3,465 -7%
DJYG
24
David J. Yvars Group
Florida
$735K 47,496 -599 -1%
WAM
25
Walker Asset Management
Missouri
$720K 46,313 -1,000 -2%
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