GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

44 hedge funds and large institutions have $85.1M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2020 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 7 closing their positions.

Holders
44
Holders Change
+1
Holders Change %
+2.33%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
19
Reduced
10
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$5.18M
2
FFA
2
First Foundation Advisors
California
$1.27M
3
MMA
3
Miracle Mile Advisors
California
$1.14M
4
Osaic Holdings
4
Osaic Holdings
Arizona
$1.14M
5
Wells Fargo
5
Wells Fargo
California
$5.66M

Top Sellers

1
AIP
1
Ahrens Investment Partners
Louisiana
$0
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$0
3
OA
3
Oxbow Advisors
Texas
$0
4
FAAS
4
First Allied Advisory Services
California
$0
5
BB
5
Busey Bank
Illinois
$209K
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$25.4M 1,154,388 – –
Bank of America
2
Bank of America
North Carolina
$12.2M 554,253 -8,818 -2%
Morgan Stanley
3
Morgan Stanley
New York
$9.4M 426,999 +33,071 +8%
Wells Fargo
4
Wells Fargo
California
$5.66M 257,082 +43,777 +21%
UBS Group
5
UBS Group
Switzerland
$5.18M 235,301 +87,334 +59%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$3.22M 146,321 +19,172 +15%
RJA
7
Raymond James & Associates
Florida
$3.04M 137,850 +13,431 +11%
Invesco
8
Invesco
Georgia
$2.86M 130,025 +7,523 +6%
UR
9
USCA RIA
Texas
$2.45M 111,300 -1,000 -0.9%
CA
10
Cetera Advisors
Colorado
$2.01M 91,193 +30,805 +51%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.59M 72,182 +4,971 +7%
FFA
12
First Foundation Advisors
California
$1.27M 57,655 +57,655 New
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$1.23M 55,719 +120 +0.2%
MMA
14
Miracle Mile Advisors
California
$1.14M 51,800 +51,800 New
Osaic Holdings
15
Osaic Holdings
Arizona
$1.14M 51,723 +51,723 New
WT
16
Whittier Trust
California
$937K 42,531 +1,270 +3%
SIA
17
Sit Investment Associates
Minnesota
$934K 42,421 +42,421 New
AF
18
Advisornet Financial
Minnesota
$652K 29,600 -1,150 -4%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$530K 24,077 +8,934 +59%
RJT
20
Raymond James Trust
Florida
$512K 23,250 – –
EM
21
ELCO Management
New York
$405K 18,400 – –
SWP
22
Stratos Wealth Partners
Ohio
$367K 16,681 -250 -1%
SPC
23
Sigma Planning Corp
Michigan
$315K 14,306 +662 +5%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$292K 13,277 +6,623 +100%
BRWM
25
B. Riley Wealth Management
Tennessee
$270K 12,243 +12,243 New
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