GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

41 hedge funds and large institutions have $81.2M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2019 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 2 closing their positions.

Holders
41
Holders Change
+5
Holders Change %
+13.89%
% of All Funds
0.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
16
Reduced
12
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$13M
2
CA
2
Cetera Advisors
Colorado
$1.36M
3
Wells Fargo
3
Wells Fargo
California
$3.66M
4
RJT
4
Raymond James Trust
Florida
$588K
5
EM
5
ELCO Management
New York
$343K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$12.8M
2
FFA
2
First Foundation Advisors
California
$0
3
DADC
3
D.A. Davidson & Co
Montana
$216K
4
CRC
4
Curi RMB Capital
Illinois
$0
5
BTS
5
BB&T Securities
Virginia
$287K
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$27.7M 1,154,388 – –
Bank of America
2
Bank of America
North Carolina
$13M 542,248 +60,408 +13%
Morgan Stanley
3
Morgan Stanley
New York
$12.8M 532,041 -230,341 -30%
Wells Fargo
4
Wells Fargo
California
$3.66M 152,417 +24,661 +19%
UBS Group
5
UBS Group
Switzerland
$3.21M 133,661 +1,488 +1%
Invesco
6
Invesco
Georgia
$2.73M 113,736 +2,334 +2%
UR
7
USCA RIA
Texas
$2.7M 112,700 -1,700 -1%
RJA
8
Raymond James & Associates
Florida
$2.53M 105,449 +2,853 +3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.44M 60,164 +2,110 +4%
CA
10
Cetera Advisors
Colorado
$1.36M 56,656 +56,656 New
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.21M 50,612 +440 +0.9%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.03M 42,911 +7,311 +21%
WT
13
Whittier Trust
California
$996K 41,526 -214 -0.5%
AF
14
Advisornet Financial
Minnesota
$734K 30,600 -500 -2%
RJT
15
Raymond James Trust
Florida
$588K 24,494 +24,494 New
BB
16
Busey Bank
Illinois
$405K 16,870 +5,000 +42%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$402K 16,725 -2,903 -15%
AG
18
Advisor Group
Arizona
$398K 16,583 +10,125 +157%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$350K 14,618 +800 +6%
SWP
20
Stratos Wealth Partners
Ohio
$349K 14,551 – –
Cohen & Steers
21
Cohen & Steers
New York
$343K 14,301 – –
EM
22
ELCO Management
New York
$343K 14,300 +14,300 New
Stifel Financial
23
Stifel Financial
Missouri
$325K 13,777 +179 +1%
BTS
24
BB&T Securities
Virginia
$287K 11,999 -3,130 -21%
KWMG
25
King Wealth Management Group
Florida
$282K 11,747 -200 -2%
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