GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

36 hedge funds and large institutions have $85.5M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
36
Holders Change
–
Holders Change %
0%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
12
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$12.7M
2
Bank of America
2
Bank of America
North Carolina
$10.3M
3
SWP
3
Stratos Wealth Partners
Ohio
$274K
4
LCM
4
Laurion Capital Management
New York
$225K
5
RJT
5
Raymond James Trust
Florida
$210K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$9.02M
2
Wells Fargo
2
Wells Fargo
California
$3.03M
3
Invesco
3
Invesco
Georgia
$2.93M
4
SAM
4
SignalPoint Asset Management
Missouri
$0
5
ACM
5
Ashford Capital Management
Delaware
$1.29M
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$26.9M 1,177,888 – –
Morgan Stanley
2
Morgan Stanley
New York
$12.7M 555,792 +49,673 +10%
Bank of America
3
Bank of America
North Carolina
$10.3M 452,603 +18,418 +4%
SIA
4
Sit Investment Associates
Minnesota
$9.02M 395,760 -45,801 -10%
UBS Group
5
UBS Group
Switzerland
$4.78M 209,766 +939 +0.4%
Wells Fargo
6
Wells Fargo
California
$3.03M 133,014 -22,613 -15%
Invesco
7
Invesco
Georgia
$2.93M 128,644 -13,988 -10%
RJA
8
Raymond James & Associates
Florida
$2.87M 125,833 -4,251 -3%
Stifel Financial
9
Stifel Financial
Missouri
$2.24M 98,220 -3,274 -3%
DA
10
Doliver Advisors
Texas
$1.51M 66,212 +3,333 +5%
UR
11
USCA RIA
Texas
$1.5M 65,805 – –
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.43M 62,686 +2,819 +5%
ACM
13
Ashford Capital Management
Delaware
$1.29M 56,449 -12,581 -18%
CI
14
Conning Inc
Connecticut
$869K 38,119 – –
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$567K 24,860 +3,751 +18%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$429K 18,810 +4,336 +30%
SPC
17
Sigma Planning Corp
Michigan
$335K 14,703 -1,515 -9%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$326K 14,316 +2,807 +24%
KWMG
19
King Wealth Management Group
Florida
$309K 13,573 – –
BTS
20
BB&T Securities
Virginia
$279K 12,250 – –
SWP
21
Stratos Wealth Partners
Ohio
$274K 12,030 +12,030 New
AIP
22
Ahrens Investment Partners
Louisiana
$262K 11,500 -2,600 -18%
LCM
23
Laurion Capital Management
New York
$225K 9,885 +9,885 New
LPL Financial
24
LPL Financial
California
$219K 9,600 +450 +5%
RJT
25
Raymond James Trust
Florida
$210K 9,213 +9,213 New
1
2