GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

37 hedge funds and large institutions have $74.7M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2016 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 2 closing their positions.

Holders
37
Holders Change
+6
Holders Change %
+19.35%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
8
Increased
14
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DA
1
Doliver Advisors
Texas
$2.49M
2
Morgan Stanley
2
Morgan Stanley
New York
$8.72M
3
Bank of America
3
Bank of America
North Carolina
$9.71M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.67M
5
TC
5
TFS Capital
Pennsylvania
$377K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$3.89M
2
RJA
2
Raymond James & Associates
Florida
$1.74M
3
ACM
3
Arlington Capital Management
Illinois
$0
4
LPL Financial
4
LPL Financial
California
$349K
5
SPC
5
Sigma Planning Corp
Michigan
$346K
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
– – – –
Bank of America
2
Bank of America
North Carolina
$9.71M 415,061 +36,738 +10%
Morgan Stanley
3
Morgan Stanley
New York
$8.72M 372,511 +91,680 +33%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.67M 199,760 +24,189 +14%
Invesco
5
Invesco
Georgia
$3.93M 167,782 +1,297 +0.8%
Wells Fargo
6
Wells Fargo
California
$3.89M 166,350 -157,133 -49%
DA
7
Doliver Advisors
Texas
$2.49M 105,886 +105,886 New
UBS Group
8
UBS Group
Switzerland
$1.98M 84,674 +6,471 +8%
RJA
9
Raymond James & Associates
Florida
$1.74M 74,286 -34,955 -32%
UR
10
USCA RIA
Texas
$1.66M 70,960 -1,570 -2%
ACM
11
Ashford Capital Management
Delaware
$1.19M 50,767 +15,929 +46%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$957K 42,558 -189 -0.4%
CI
13
Conning Inc
Connecticut
$877K 37,462 +670 +2%
Cohen & Steers
14
Cohen & Steers
New York
$858K 36,676 +6,035 +20%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$524K 22,398 +9,883 +79%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$466K 19,893 +4,252 +27%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$413K 17,641 +1,987 +13%
BTS
18
BB&T Securities
Virginia
$403K 17,250 – –
TC
19
TFS Capital
Pennsylvania
$377K 16,106 +16,106 New
MIAN
20
Mariner Independent Advisor Network
Kansas
$361K 15,460 +15,460 New
LPL Financial
21
LPL Financial
California
$349K 14,812 -12,134 -45%
SPC
22
Sigma Planning Corp
Michigan
$346K 14,768 -1,990 -12%
SAM
23
SignalPoint Asset Management
Missouri
$340K 14,537 +191 +1%
VKH
24
Virtu KCG Holdings
New York
$307K 13,119 +13,119 New
KWMG
25
King Wealth Management Group
Florida
$306K 13,073 – –
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