GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

41 hedge funds and large institutions have $72.9M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 0 closing their positions.

Holders
41
Holders Change
+8
Holders Change %
+24.24%
% of All Funds
1.03%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
11
Reduced
9
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$7.25M
2
1CP
2
1607 Capital Partners
Virginia
$1.35M
3
KIM
3
Karpus Investment Management
New York
$755K
4
Stifel Financial
4
Stifel Financial
Missouri
$1.06M
5
RJA
5
Raymond James & Associates
Florida
$2.62M

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$1.04M
2
Morgan Stanley
2
Morgan Stanley
New York
$5.32M
3
Wells Fargo
3
Wells Fargo
California
$2.84M
4
UBS Group
4
UBS Group
Switzerland
$1.63M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$253K
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
– – – –
Bank of America
2
Bank of America
North Carolina
$9.76M 455,651 +5,721 +1%
SIA
3
Sit Investment Associates
Minnesota
$7.25M 338,575 +338,575 New
Morgan Stanley
4
Morgan Stanley
New York
$5.32M 248,618 -144,781 -37%
Invesco
5
Invesco
Georgia
$3.27M 152,771 -6,700 -4%
Wells Fargo
6
Wells Fargo
California
$2.84M 132,416 -19,666 -13%
RJA
7
Raymond James & Associates
Florida
$2.62M 122,505 +31,498 +35%
UBS Group
8
UBS Group
Switzerland
$1.63M 76,281 -14,863 -16%
UR
9
USCA RIA
Texas
$1.51M 70,605 +500 +0.7%
DA
10
Doliver Advisors
Texas
$1.38M 64,321 +6,618 +11%
1CP
11
1607 Capital Partners
Virginia
$1.35M 63,104 +63,104 New
ACM
12
Ashford Capital Management
Delaware
$1.23M 57,511 -8,147 -12%
Stifel Financial
13
Stifel Financial
Missouri
$1.06M 49,425 +34,667 +235%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.04M 48,636 -175,988 -78%
CI
15
Conning Inc
Connecticut
$816K 38,119 – –
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$814K 38,562 -3,654 -9%
KIM
17
Karpus Investment Management
New York
$755K 35,250 +35,250 New
Citigroup
18
Citigroup
New York
$661K 30,851 +27,202 +745%
LPL Financial
19
LPL Financial
California
$483K 22,566 +2,908 +15%
WAM
20
Weiss Asset Management
Massachusetts
$451K 21,065 +21,065 New
BTS
21
BB&T Securities
Virginia
$401K 17,250 – –
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$346K 16,182 +5 +0%
SPC
23
Sigma Planning Corp
Michigan
$343K 16,042 +13 +0.1%
MIAN
24
Mariner Independent Advisor Network
Kansas
$331K 15,460 – –
SAM
25
SignalPoint Asset Management
Missouri
$311K 14,548 +4 +0%
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