GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

35 hedge funds and large institutions have $85.1M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2017 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 5 closing their positions.

Holders
35
Holders Change
-1
Holders Change %
-2.78%
% of All Funds
0.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
16
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$11.6M
2
Morgan Stanley
2
Morgan Stanley
New York
$13.1M
3
LCM
3
Laurion Capital Management
New York
$513K
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$842K
5
UBS Group
5
UBS Group
Switzerland
$5.02M

Top Sellers

1
ACM
1
Ashford Capital Management
Delaware
$0
2
CI
2
Conning Inc
Connecticut
$0
3
DA
3
Doliver Advisors
Texas
$1.06M
4
SIA
4
Sit Investment Associates
Minnesota
$8.66M
5
Wells Fargo
5
Wells Fargo
California
$2.69M
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$26.8M – – –
Morgan Stanley
2
Morgan Stanley
New York
$13.1M +$428K +18,820 +3%
Bank of America
3
Bank of America
North Carolina
$11.6M +$1.28M +56,327 +12%
SIA
4
Sit Investment Associates
Minnesota
$8.66M -$336K -14,800 -4%
UBS Group
5
UBS Group
Switzerland
$5.02M +$247K +10,871 +5%
Invesco
6
Invesco
Georgia
$3.08M +$158K +6,960 +5%
Wells Fargo
7
Wells Fargo
California
$2.69M -$336K -14,786 -11%
RJA
8
Raymond James & Associates
Florida
$2.64M -$216K -9,499 -8%
Stifel Financial
9
Stifel Financial
Missouri
$2.16M -$68.6K -3,018 -3%
UR
10
USCA RIA
Texas
$1.67M +$173K +7,600 +12%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.43M +$5.02K +221 +0.4%
DA
12
Doliver Advisors
Texas
$1.06M -$442K -19,418 -29%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$842K +$277K +12,203 +49%
LCM
14
Laurion Capital Management
New York
$513K +$288K +12,670 +128%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$497K +$172K +7,554 +53%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$378K -$49.2K -2,166 -12%
KWMG
17
King Wealth Management Group
Florida
$314K +$5.68K +250 +2%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$298K +$177K +7,800 +147%
SWP
19
Stratos Wealth Partners
Ohio
$293K +$19.8K +871 +7%
AIP
20
Ahrens Investment Partners
Louisiana
$284K +$22.7K +1,000 +9%
LPL Financial
21
LPL Financial
California
$283K +$64.5K +2,834 +30%
BTS
22
BB&T Securities
Virginia
$278K – – –
SWM
23
SeaCrest Wealth Management
New York
$237K +$237K +10,426 New
AIA
24
Avalon Investment & Advisory
Texas
$230K +$230K +10,117 New
SPC
25
Sigma Planning Corp
Michigan
$210K -$124K -5,466 -37%
1
2