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GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

35 hedge funds and large institutions have $85.1M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2017 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 8

0.05% less ownership

Funds ownership: 21.54%21.48% (-0.05%)

1% less capital invested

Capital invested by funds: $85.5M → $85.1M (-$469K)

3% less funds holding

Funds holding: 3635 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
35
Holders Change
-1
Holders Change %
-2.78%
% of All Funds
0.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
16
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$26.8M
Morgan Stanley
2
Morgan Stanley
New York
$13.1M +$424K +18,820 +3%
Bank of America
3
Bank of America
North Carolina
$11.6M +$1.27M +56,327 +12%
SIA
4
Sit Investment Associates
Minnesota
$8.66M -$334K -14,800 -4%
UBS Group
5
UBS Group
Switzerland
$5.01M +$245K +10,871 +5%
Invesco
6
Invesco
Georgia
$3.08M +$157K +6,960 +5%
Wells Fargo
7
Wells Fargo
California
$2.69M -$333K -14,786 -11%
RJA
8
Raymond James & Associates
Florida
$2.64M -$214K -9,499 -8%
Stifel Financial
9
Stifel Financial
Missouri
$2.16M -$68.1K -3,018 -3%
UR
10
USCA RIA
Texas
$1.67M +$171K +7,600 +12%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.43M +$4.98K +221 +0.4%
DA
12
Doliver Advisors
Texas
$1.06M -$438K -19,418 -29%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$842K +$275K +12,203 +49%
LCM
14
Laurion Capital Management
New York
$513K +$286K +12,670 +128%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$497K +$170K +7,554 +53%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$378K -$48.8K -2,166 -12%
KWMG
17
King Wealth Management Group
Florida
$314K +$5.64K +250 +2%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$298K +$176K +7,800 +147%
SWP
19
Stratos Wealth Partners
Ohio
$293K +$19.6K +871 +7%
AIP
20
Ahrens Investment Partners
Louisiana
$284K +$22.5K +1,000 +9%
LPL Financial
21
LPL Financial
California
$283K +$63.9K +2,834 +30%
BTS
22
BB&T Securities
Virginia
$278K
SWM
23
SeaCrest Wealth Management
New York
$237K +$235K +10,426 New
AIA
24
Avalon Investment & Advisory
Texas
$230K +$228K +10,117 New
SPC
25
Sigma Planning Corp
Michigan
$210K -$123K -5,466 -37%

GBAB Hedge Fund Activity: Q4 2017 in Review

35 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) for Q4 2017, worth a combined $85.1M — down 0.55% from $85.5M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of GBAB and 4 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 16 added.

The largest buyer was Bank of America, adding an estimated $1.27M. The largest seller was Ashford Capital Management, exiting entirely with an estimated $1.29M sold.

  • 35 institutional investors held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) as of Q4 2017, down from 36 in Q3 2017.
  • Funds reported $85.1M of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust stock for Q4 2017, down 0.55% quarter-over-quarter.
  • 4 funds opened new Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust positions in Q4 2017 and 5 closed out, a net change of -1 holder.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust buyer in Q4 2017 was Bank of America, an estimated $1.27M added.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust seller in Q4 2017 was Ashford Capital Management, an estimated $1.29M sold.

Based on aggregated 13F filings for Q4 2017.