Conning Inc’s Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB Stock Holding History

Conning Inc’s Portfolio GBAB Stock Details GBAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-38,119	Closed	-$869K	–	610
2017 Q3	$869K	Hold	38,119	–	–	0.03%	296
2017 Q2	$867K	Hold	38,119	–	–	0.03%	304
2017 Q1	$848K	Hold	38,119	–	–	0.03%	294
2016 Q4	$816K	Hold	38,119	–	–	0.03%	292
2016 Q3	$886K	Buy	38,119 +657	+2%	+$15.5K	0.04%	285
2016 Q2	$877K	Buy	37,462 +670	+2%	+$15.6K	0.04%	276
2016 Q1	$850K	Buy	36,792 +672	+2%	+$15K	0.04%	275
2015 Q4	$770K	Buy	36,120 +669	+2%	+$14.6K	0.03%	296
2015 Q3	$760K	Buy	35,451 +673	+2%	+$14.3K	0.03%	280
2015 Q2	$715K	Buy	34,778 +641	+2%	+$13.8K	0.03%	321
2015 Q1	$765K	Buy	34,137 +604	+2%	+$13.7K	0.03%	300
2014 Q4	$744K	Buy	33,533 +633	+2%	+$13.7K	0.04%	305
2014 Q3	$701K	Buy	32,900 +413	+1%	+$8.94K	0.04%	312
2014 Q2	$716K	Hold	32,487	–	–	0.04%	296
2014 Q1	$673K	Hold	32,487	–	–	0.04%	306
2013 Q4	$644K	Buy	32,487 +17,062	+111%	+$336K	0.04%	286
2013 Q3	$310K	Buy	+15,425	New	+$318K	0.02%	383

Other funds holding GBAB

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

USCA RIA Houston, Texas $1.65B AUM 39.8% 1-Year Est. Return

Conning Inc's GBAB Position: Q4 2017 in Review

Conning Inc sold out of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) in Q4 2017, closing a stake of 38,119 shares — an estimated $869K sold.

Conning Inc first reported a position in GBAB in Q3 2013 and held it in 17 quarters. The position peaked at $886K in Q3 2016. 35 funds tracked by Wall St. Rank hold GBAB as of Q4 2017.

Conning Inc reported no remaining Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust position as of Q4 2017 after selling out during the quarter.
Conning Inc sold 38,119 Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust shares in Q4 2017, an estimated $869K.
Conning Inc first reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in Q3 2013 and held it in 17 quarters.
Conning Inc's Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust position peaked at $886K in Q3 2016.
35 funds tracked by Wall St. Rank held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Q4 2017.

Based on Conning Inc's 13F filing for Q4 2017, filed 30 Jan 2018.