GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

33 hedge funds and large institutions have $77.2M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 5 closing their positions.

Holders
33
Holders Change
-4
Holders Change %
-10.81%
% of All Funds
0.88%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
1
Increased
13
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$10.5M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$5.37M
3
Morgan Stanley
3
Morgan Stanley
New York
$9.15M
4
RJA
4
Raymond James & Associates
Florida
$2.12M
5
ACM
5
Ashford Capital Management
Delaware
$1.53M

Top Sellers

1
DA
1
Doliver Advisors
Texas
$1.34M
2
Cohen & Steers
2
Cohen & Steers
New York
$104K
3
TC
3
TFS Capital
Pennsylvania
$0
4
Wells Fargo
4
Wells Fargo
California
$3.54M
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
– – – –
Bank of America
2
Bank of America
North Carolina
$10.5M 449,930 +34,869 +8%
Morgan Stanley
3
Morgan Stanley
New York
$9.15M 393,399 +20,888 +6%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$5.37M 224,624 +24,864 +12%
Invesco
5
Invesco
Georgia
$3.71M 159,471 -8,311 -5%
MIAN
6
Mariner Independent Advisor Network
Kansas
$3.59M 15,460 – –
Wells Fargo
7
Wells Fargo
California
$3.54M 152,082 -14,268 -9%
UBS Group
8
UBS Group
Switzerland
$2.12M 91,144 +6,470 +8%
RJA
9
Raymond James & Associates
Florida
$2.12M 91,007 +16,721 +23%
UR
10
USCA RIA
Texas
$1.63M 70,105 -855 -1%
ACM
11
Ashford Capital Management
Delaware
$1.53M 65,658 +14,891 +29%
DA
12
Doliver Advisors
Texas
$1.34M 57,703 -48,183 -46%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$1M 42,216 -342 -0.8%
CI
14
Conning Inc
Connecticut
$886K 38,119 +657 +2%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$549K 23,625 +3,732 +19%
LPL Financial
16
LPL Financial
California
$453K 19,658 +4,846 +33%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$403K 17,348 -293 -2%
BTS
18
BB&T Securities
Virginia
$401K 17,250 – –
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$376K 16,177 -6,221 -28%
SPC
20
Sigma Planning Corp
Michigan
$373K 16,029 +1,261 +9%
Stifel Financial
21
Stifel Financial
Missouri
$343K 14,758 +3,825 +35%
SAM
22
SignalPoint Asset Management
Missouri
$338K 14,544 +7 +0%
KWMG
23
King Wealth Management Group
Florida
$304K 13,073 – –
Cohen & Steers
24
Cohen & Steers
New York
$104K 4,487 -32,189 -88%
Citigroup
25
Citigroup
New York
$85K 3,649 -1,407 -28%
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