GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

29 hedge funds and large institutions have $81.5M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2015 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 6 closing their positions.

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
8
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$14.6M
2
DA
2
Doliver Advisors
Texas
$852K
3
LPL Financial
3
LPL Financial
California
$549K
4
UR
4
USCA RIA
Texas
$291K
5
RJA
5
Raymond James & Associates
Florida
$2.14M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$10.6M
2
UBS Group
2
UBS Group
Switzerland
$2.43M
3
Wells Fargo
3
Wells Fargo
California
$6.21M
4
PNC
4
Park National Corp
Ohio
$0
5
ACM
5
Ashford Capital Management
Delaware
$1.86M
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
– – – –
Bank of America
2
Bank of America
North Carolina
$14.6M 650,555 +347,536 +115%
Morgan Stanley
3
Morgan Stanley
New York
$10.6M 474,237 -413,934 -47%
Wells Fargo
4
Wells Fargo
California
$6.21M 276,947 -72,943 -21%
Invesco
5
Invesco
Georgia
$4.44M 198,338 -6,590 -3%
BTS
6
BB&T Securities
Virginia
$3.86M 17,234 +734 +4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.54M 113,188 -2,298 -2%
UBS Group
8
UBS Group
Switzerland
$2.43M 108,299 -91,674 -46%
RJA
9
Raymond James & Associates
Florida
$2.14M 95,484 +11,266 +13%
ACM
10
Ashford Capital Management
Delaware
$1.86M 82,939 -28,119 -25%
Goldman Sachs
11
Goldman Sachs
New York
$1.44M 64,371 +3,673 +6%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$865K 38,621 +1,949 +5%
DA
13
Doliver Advisors
Texas
$852K 38,017 +38,017 New
CI
14
Conning Inc
Connecticut
$765K 34,137 +604 +2%
LPL Financial
15
LPL Financial
California
$549K 24,324 +24,324 New
SAM
16
SignalPoint Asset Management
Missouri
$396K 17,681 – –
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$349K 15,570 +2,978 +24%
Cohen & Steers
18
Cohen & Steers
New York
$299K 13,341 – –
UR
19
USCA RIA
Texas
$291K 13,000 +13,000 New
SPC
20
Sigma Planning Corp
Michigan
$276K 12,304 +268 +2%
KWMG
21
King Wealth Management Group
Florida
$244K 10,897 -1,509 -12%
Stifel Financial
22
Stifel Financial
Missouri
$234K 10,450 -1,900 -15%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$120K 5,350 +1,600 +43%
TRCT
24
Tower Research Capital (TRC)
New York
$73K 3,260 +3,260 New
Citigroup
25
Citigroup
New York
$61K 2,742 +1,182 +76%
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