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GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

29 hedge funds and large institutions have $81.5M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2015 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

5% less capital invested

Capital invested by funds: $85.7M → $81.5M (-$4.18M)

1.34% less ownership

Funds ownership: 14.7%13.36% (-1.3%)

3% less funds holding

Funds holding: 3029 (-1)

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
11
Reduced
8
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$25.9M
Bank of America
2
Bank of America
North Carolina
$14.6M +$7.9M +347,536 +115%
Morgan Stanley
3
Morgan Stanley
New York
$10.6M -$9.42M -413,934 -47%
Wells Fargo
4
Wells Fargo
California
$6.21M -$1.66M -72,943 -21%
Invesco
5
Invesco
Georgia
$4.44M -$150K -6,590 -3%
BTS
6
BB&T Securities
Virginia
$3.86M +$16.7K +734 +4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.54M -$52.3K -2,298 -2%
UBS Group
8
UBS Group
Switzerland
$2.43M -$2.09M -91,674 -46%
RJA
9
Raymond James & Associates
Florida
$2.14M +$256K +11,266 +13%
ACM
10
Ashford Capital Management
Delaware
$1.86M -$640K -28,119 -25%
Goldman Sachs
11
Goldman Sachs
New York
$1.44M +$83.5K +3,673 +6%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$865K +$44.3K +1,949 +5%
DA
13
Doliver Advisors
Texas
$852K +$865K +38,017 New
CI
14
Conning Inc
Connecticut
$765K +$13.7K +604 +2%
LPL Financial
15
LPL Financial
California
$549K +$553K +24,324 New
SAM
16
SignalPoint Asset Management
Missouri
$396K
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$349K +$67.7K +2,978 +24%
Cohen & Steers
18
Cohen & Steers
New York
$299K
UR
19
USCA RIA
Texas
$291K +$296K +13,000 New
SPC
20
Sigma Planning Corp
Michigan
$276K +$6.1K +268 +2%
KWMG
21
King Wealth Management Group
Florida
$244K -$34.3K -1,509 -12%
Stifel Financial
22
Stifel Financial
Missouri
$234K -$43.2K -1,900 -15%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$120K +$36.4K +1,600 +43%
TRCT
24
Tower Research Capital (TRC)
New York
$73K +$74.2K +3,260 New
Citigroup
25
Citigroup
New York
$61K +$26.9K +1,182 +76%

GBAB Hedge Fund Activity: Q1 2015 in Review

29 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) for Q1 2015, worth a combined $81.5M — down 4.9% from $85.7M a quarter earlier.

Fund positioning in GBAB was balanced in Q1 2015: 6 funds opened new positions, 6 closed out, 11 added to existing stakes and 8 trimmed.

The largest buyer was Bank of America, adding an estimated $7.9M. The largest seller was Morgan Stanley, cutting an estimated $9.42M.

  • 29 institutional investors held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) as of Q1 2015, down from 30 in Q4 2014.
  • Funds reported $81.5M of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust stock for Q1 2015, down 4.9% quarter-over-quarter.
  • 6 funds opened new Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust positions in Q1 2015 and 6 closed out, a net change of 0 holders.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust buyer in Q1 2015 was Bank of America, an estimated $7.9M added.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust seller in Q1 2015 was Morgan Stanley, an estimated $9.42M sold.

Based on aggregated 13F filings for Q1 2015.