GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

37 hedge funds and large institutions have $82.7M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2018 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 5 reducing their positions, and 2 closing their positions.

Holders
37
Holders Change
+3
Holders Change %
+8.82%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
17
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CWM
1
Cornerstone Wealth Management
Missouri
$1.26M
2
Morgan Stanley
2
Morgan Stanley
New York
$13.9M
3
Wells Fargo
3
Wells Fargo
California
$4.18M
4
UBS Group
4
UBS Group
Switzerland
$5.82M
5
LCM
5
Laurion Capital Management
New York
$233K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$6.41M
2
Stifel Financial
2
Stifel Financial
Missouri
$884K
3
Bank of America
3
Bank of America
North Carolina
$8.75M
4
GC
4
Guggenheim Capital
Illinois
$25M
5
DA
5
Doliver Advisors
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$25M 1,154,388 -23,500 -2%
Morgan Stanley
2
Morgan Stanley
New York
$13.9M 642,414 +43,538 +7%
Bank of America
3
Bank of America
North Carolina
$8.75M 403,366 -36,539 -8%
SIA
4
Sit Investment Associates
Minnesota
$6.41M 295,289 -84,685 -22%
UBS Group
5
UBS Group
Switzerland
$5.82M 268,144 +14,850 +6%
Wells Fargo
6
Wells Fargo
California
$4.18M 192,744 +42,668 +28%
Invesco
7
Invesco
Georgia
$3.01M 138,716 +117 +0.1%
UR
8
USCA RIA
Texas
$2.7M 124,320 +7,925 +7%
RJA
9
Raymond James & Associates
Florida
$2.42M 111,544 +5,096 +5%
WT
10
Whittier Trust
California
$1.31M 60,421 +1,771 +3%
CWM
11
Cornerstone Wealth Management
Missouri
$1.26M 27,489 +27,489 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.23M 56,673 -4,300 -7%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$935K 43,106 +5,173 +14%
Stifel Financial
14
Stifel Financial
Missouri
$884K 40,775 -48,559 -54%
AF
15
Advisornet Financial
Minnesota
$826K 38,100 +800 +2%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$537K 24,757 +2,566 +12%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$339K 15,623 +2,273 +17%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$314K 14,484 +205 +1%
KWMG
19
King Wealth Management Group
Florida
$300K 13,823 – –
LPL Financial
20
LPL Financial
California
$296K 13,656 +1,429 +12%
SWP
21
Stratos Wealth Partners
Ohio
$280K 12,901 – –
WTC
22
WhitTier Trust Company
Nevada
$268K 12,365 – –
BTS
23
BB&T Securities
Virginia
$252K 11,650 – –
LCM
24
Laurion Capital Management
New York
$233K 10,736 +10,736 New
SWM
25
SeaCrest Wealth Management
New York
$227K 10,457 +16 +0.2%
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