GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

30 hedge funds and large institutions have $85.7M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2014 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 6 closing their positions.

Holders
30
Holders Change
–
Holders Change %
0%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
8
Reduced
8
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$4.44M
2
Wells Fargo
2
Wells Fargo
California
$7.76M
3
ACM
3
Ashford Capital Management
Delaware
$2.46M
4
Bank of America
4
Bank of America
North Carolina
$6.72M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.56M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$19.7M
2
SIA
2
Sit Investment Associates
Minnesota
$0
3
Invesco
3
Invesco
Georgia
$4.55M
4
AQR Capital Management
4
AQR Capital Management
Connecticut
$0
5
LPL Financial
5
LPL Financial
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
– – – –
Morgan Stanley
2
Morgan Stanley
New York
$19.7M 888,171 -134,461 -13%
Wells Fargo
3
Wells Fargo
California
$7.76M 349,890 +96,423 +38%
Bank of America
4
Bank of America
North Carolina
$6.72M 303,019 +42,443 +16%
Invesco
5
Invesco
Georgia
$4.55M 204,928 -23,266 -10%
UBS Group
6
UBS Group
Switzerland
$4.44M 199,973 +199,973 New
BTS
7
BB&T Securities
Virginia
$3.66M 16,500 – –
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.56M 115,486 +22,132 +24%
ACM
9
Ashford Capital Management
Delaware
$2.46M 111,058 +54,466 +96%
RJA
10
Raymond James & Associates
Florida
$1.87M 84,218 +2,710 +3%
Goldman Sachs
11
Goldman Sachs
New York
$1.35M 60,698 – –
PNC
12
Park National Corp
Ohio
$834K 37,600 -1,250 -3%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$813K 36,672 -2,467 -6%
CI
14
Conning Inc
Connecticut
$744K 33,533 +633 +2%
SAM
15
SignalPoint Asset Management
Missouri
$392K 17,681 -250 -1%
SG Americas Securities
16
SG Americas Securities
New York
$344K 15,520 +15,520 New
Cohen & Steers
17
Cohen & Steers
New York
$296K 13,341 – –
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$279K 12,592 +1,424 +13%
KWMG
19
King Wealth Management Group
Florida
$275K 12,406 +250 +2%
Stifel Financial
20
Stifel Financial
Missouri
$274K 12,350 -41 -0.3%
SPC
21
Sigma Planning Corp
Michigan
$267K 12,036 +12,036 New
CI
22
Chartist Inc
California
$222K 10,000 -1,000 -9%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$83K 3,750 +3,750 New
Deutsche Bank
24
Deutsche Bank
Germany
$55K 2,500 – –
Citigroup
25
Citigroup
New York
$35K 1,560 – –
1
2