GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

36 hedge funds and large institutions have $78M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2019 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 5 closing their positions.

Holders
36
Holders Change
-2
Holders Change %
-5.26%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
13
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$10.9M
2
WT
2
Whittier Trust
California
$944K
3
CRC
3
Curi RMB Capital
Illinois
$294K
4
FAAS
4
First Allied Advisory Services
California
$204K
5
HighTower Advisors
5
HighTower Advisors
Illinois
$204K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$17.3M
2
Wells Fargo
2
Wells Fargo
California
$2.89M
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$443K
4
Invesco
4
Invesco
Georgia
$2.52M
5
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$110K
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$26.1M 1,154,388 – –
Morgan Stanley
2
Morgan Stanley
New York
$17.3M 762,382 -41,500 -5%
Bank of America
3
Bank of America
North Carolina
$10.9M 481,840 +59,693 +14%
UBS Group
4
UBS Group
Switzerland
$2.99M 132,173 +7,964 +6%
Wells Fargo
5
Wells Fargo
California
$2.89M 127,756 -35,912 -22%
UR
6
USCA RIA
Texas
$2.59M 114,400 -15,310 -12%
Invesco
7
Invesco
Georgia
$2.52M 111,402 -21,954 -16%
RJA
8
Raymond James & Associates
Florida
$2.32M 102,596 -7,573 -7%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.31M 58,054 +2,177 +4%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$1.14M 50,172 +7,210 +17%
WT
11
Whittier Trust
California
$944K 41,740 +13,594 +48%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$806K 35,600 +5,147 +17%
AF
13
Advisornet Financial
Minnesota
$704K 31,100 -5,800 -16%
DADC
14
D.A. Davidson & Co
Montana
$627K 27,700 – –
FFA
15
First Foundation Advisors
California
$483K 21,329 -11,876 -36%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$443K 19,628 -22,125 -53%
BTS
17
BB&T Securities
Virginia
$342K 15,129 -1,500 -9%
SWP
18
Stratos Wealth Partners
Ohio
$329K 14,551 -2,000 -12%
Cohen & Steers
19
Cohen & Steers
New York
$324K 14,301 – –
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$312K 13,818 +316 +2%
Stifel Financial
21
Stifel Financial
Missouri
$305K 13,598 +736 +6%
CRC
22
Curi RMB Capital
Illinois
$294K 13,000 +13,000 New
KWMG
23
King Wealth Management Group
Florida
$270K 11,947 +790 +7%
BB
24
Busey Bank
Illinois
$269K 11,870 – –
SWM
25
SeaCrest Wealth Management
New York
$234K 10,343 +16 +0.2%
1
2