GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

23 hedge funds and large institutions have $68.3M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2013 Q2 according to their latest regulatory filings, with 23 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
23
Holders Change
+23
Holders Change %
–
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
23
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$21.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$13.6M
3
Invesco
3
Invesco
Georgia
$10.1M
4
Bank of America
4
Bank of America
North Carolina
$8.38M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.12M

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$21.9M 997,869 +997,869 New
Morgan Stanley
2
Morgan Stanley
New York
$13.6M 619,669 +619,669 New
Invesco
3
Invesco
Georgia
$10.1M 462,962 +462,962 New
Bank of America
4
Bank of America
North Carolina
$8.38M 382,762 +382,762 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.12M 142,352 +142,352 New
Wells Fargo
6
Wells Fargo
California
$2.66M 121,316 +121,316 New
PNC
7
Park National Corp
Ohio
$1.47M 67,335 +67,335 New
RJA
8
Raymond James & Associates
Florida
$1.45M 66,104 +66,104 New
U
9
UBS
Switzerland
$1.31M 59,869 +59,869 New
FAAS
10
First Allied Advisory Services
California
$730K 33,953 +33,953 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$686K 31,336 +31,336 New
PPA
12
Parametric Portfolio Associates
Washington
$635K 29,015 +29,015 New
LPL Financial
13
LPL Financial
California
$483K 22,036 +22,036 New
PMG
14
ProVise Management Group
Florida
$471K 21,525 +21,525 New
SNC
15
Stifel Nicolaus & Co
Missouri
$386K 17,610 +17,610 New
KCG
16
Knight Capital Group
$270K 12,333 +12,333 New
KWMG
17
King Wealth Management Group
Florida
$266K 12,153 +12,153 New
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$222K 10,138 +10,138 New
Citigroup
19
Citigroup
New York
$70K 3,194 +3,194 New
Deutsche Bank
20
Deutsche Bank
Germany
$54K 2,500 +2,500 New
TRCT
21
Tower Research Capital (TRC)
New York
$17K 784 +784 New
Ameriprise
22
Ameriprise
Minnesota
$13K 585 +585 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$10K 450 +450 New