GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

27 hedge funds and large institutions have $65.6M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 7 closing their positions.

Holders
27
Holders Change
-2
Holders Change %
-6.9%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
11
Reduced
9
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LTFS
1
Ladenburg Thalmann Financial Services
Florida
$828K
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$656K
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$420K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.29M
5
ACM
5
Ashford Capital Management
Delaware
$991K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$24.7M
2
SIA
2
Sit Investment Associates
Minnesota
$0
3
Bank of America
3
Bank of America
North Carolina
$10M
4
Wells Fargo
4
Wells Fargo
California
$5.15M
5
UBS Group
5
UBS Group
Switzerland
$1.92M
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
– – – –
Bank of America
2
Bank of America
North Carolina
$10M 466,548 -80,069 -15%
Morgan Stanley
3
Morgan Stanley
New York
$7.42M 346,026 -14,888 -4%
Wells Fargo
4
Wells Fargo
California
$5.15M 240,442 -34,884 -13%
Invesco
5
Invesco
Georgia
$4.42M 206,205 -14,141 -6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.29M 153,404 +16,633 +12%
UBS Group
7
UBS Group
Switzerland
$1.92M 89,409 -30,386 -25%
RJA
8
Raymond James & Associates
Florida
$1.53M 71,351 -18,456 -21%
ACM
9
Ashford Capital Management
Delaware
$991K 46,261 +13,411 +41%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$828K 38,498 +32,448 +536%
UR
11
USCA RIA
Texas
$804K 37,530 +6,900 +23%
CI
12
Conning Inc
Connecticut
$760K 35,451 +673 +2%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$656K 30,613 +30,613 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$420K 19,601 +19,601 New
BTS
15
BB&T Securities
Virginia
$353K 16,500 -748 -4%
Cohen & Steers
16
Cohen & Steers
New York
$346K 16,141 +2,800 +21%
LPL Financial
17
LPL Financial
California
$333K 15,416 -3,774 -20%
SAM
18
SignalPoint Asset Management
Missouri
$307K 14,331 -3,350 -19%
Deutsche Bank
19
Deutsche Bank
Germany
$305K 14,266 +11,766 +471%
KWMG
20
King Wealth Management Group
Florida
$282K 13,173 +23 +0.2%
SPC
21
Sigma Planning Corp
Michigan
$248K 11,589 +259 +2%
VKH
22
Virtu KCG Holdings
New York
$241K 11,234 +11,234 New
Creative Planning
23
Creative Planning
Kansas
$71K 3,335 +3,335 New
Citigroup
24
Citigroup
New York
$69K 3,242 +1,000 +45%
MFS
25
MSI Financial Services
Massachusetts
$28K 1,300 – –
1
2