GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

39 hedge funds and large institutions have $80.3M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2018 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 6 reducing their positions, and 3 closing their positions.

Holders
39
Holders Change
+2
Holders Change %
+5.41%
% of All Funds
0.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
19
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$15.6M
2
Invesco
2
Invesco
Georgia
$3.8M
3
WT
3
Whittier Trust
California
$1.72M
4
DADC
4
D.A. Davidson & Co
Montana
$397K
5
Millennium Management
5
Millennium Management
New York
$359K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$1.27M
2
CWM
2
Cornerstone Wealth Management
Missouri
$719K
3
LCM
3
Laurion Capital Management
New York
$0
4
Manulife (Manufacturers Life Insurance)
4
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$0
5
UBS Group
5
UBS Group
Switzerland
$5.63M
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$24.5M 1,154,388 – –
Morgan Stanley
2
Morgan Stanley
New York
$15.6M 736,042 +93,628 +15%
Bank of America
3
Bank of America
North Carolina
$8.62M 406,189 +2,823 +0.7%
UBS Group
4
UBS Group
Switzerland
$5.63M 265,400 -2,744 -1%
Wells Fargo
5
Wells Fargo
California
$4.33M 204,216 +11,472 +6%
Invesco
6
Invesco
Georgia
$3.8M 178,911 +40,195 +29%
UR
7
USCA RIA
Texas
$2.68M 126,320 +2,000 +2%
RJA
8
Raymond James & Associates
Florida
$2.55M 120,360 +8,816 +8%
WT
9
Whittier Trust
California
$1.72M 81,186 +20,765 +34%
SIA
10
Sit Investment Associates
Minnesota
$1.27M 59,830 -235,459 -80%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.24M 58,549 +1,876 +3%
Stifel Financial
12
Stifel Financial
Missouri
$1.02M 48,057 +7,282 +18%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$953K 44,928 +1,822 +4%
AF
14
Advisornet Financial
Minnesota
$830K 39,100 +1,000 +3%
CWM
15
Cornerstone Wealth Management
Missouri
$719K 16,257 -11,232 -41%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$566K 26,663 +1,906 +8%
DADC
17
D.A. Davidson & Co
Montana
$397K 18,700 +18,700 New
Millennium Management
18
Millennium Management
New York
$359K 16,934 +16,934 New
BTS
19
BB&T Securities
Virginia
$352K 16,629 +4,979 +43%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$347K 16,359 +736 +5%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$318K 15,014 +530 +4%
Cohen & Steers
22
Cohen & Steers
New York
$303K 14,301 +4,860 +51%
KWMG
23
King Wealth Management Group
Florida
$293K 13,823 – –
WTC
24
WhitTier Trust Company
Nevada
$290K 13,690 +1,325 +11%
SWP
25
Stratos Wealth Partners
Ohio
$274K 12,901 – –
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