GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

34 hedge funds and large institutions have $82.1M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2018 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 5 closing their positions.

Holders
34
Holders Change
-1
Holders Change %
-2.86%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
12
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WT
1
Whittier Trust
California
$1.26M
2
UR
2
USCA RIA
Texas
$2.5M
3
AF
3
Advisornet Financial
Minnesota
$802K
4
UBS Group
4
UBS Group
Switzerland
$5.45M
5
Wells Fargo
5
Wells Fargo
California
$3.23M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$9.46M
2
DA
2
Doliver Advisors
Texas
$270K
3
LCM
3
Laurion Capital Management
New York
$0
4
AIP
4
Ahrens Investment Partners
Louisiana
$0
5
RJA
5
Raymond James & Associates
Florida
$2.29M
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$25.3M 1,177,888 – –
Morgan Stanley
2
Morgan Stanley
New York
$12.9M 598,876 +24,264 +4%
Bank of America
3
Bank of America
North Carolina
$9.46M 439,905 -69,025 -14%
SIA
4
Sit Investment Associates
Minnesota
$8.17M 379,974 -986 -0.3%
UBS Group
5
UBS Group
Switzerland
$5.45M 253,294 +32,657 +15%
Wells Fargo
6
Wells Fargo
California
$3.23M 150,076 +31,848 +27%
Invesco
7
Invesco
Georgia
$2.98M 138,599 +2,995 +2%
UR
8
USCA RIA
Texas
$2.5M 116,395 +42,990 +59%
RJA
9
Raymond James & Associates
Florida
$2.29M 106,448 -9,886 -8%
Stifel Financial
10
Stifel Financial
Missouri
$1.92M 89,334 -5,868 -6%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.31M 60,973 -1,934 -3%
WT
12
Whittier Trust
California
$1.26M 58,650 +58,650 New
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$816K 37,933 +870 +2%
AF
14
Advisornet Financial
Minnesota
$802K 37,300 +37,300 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$477K 22,191 +321 +1%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$307K 14,279 -2,365 -14%
KWMG
17
King Wealth Management Group
Florida
$297K 13,823 – –
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$287K 13,350 +236 +2%
SWP
19
Stratos Wealth Partners
Ohio
$277K 12,901 – –
DA
20
Doliver Advisors
Texas
$270K 12,540 -34,254 -73%
WTC
21
WhitTier Trust Company
Nevada
$266K 12,365 +12,365 New
LPL Financial
22
LPL Financial
California
$263K 12,227 -207 -2%
BTS
23
BB&T Securities
Virginia
$250K 11,650 -600 -5%
SWM
24
SeaCrest Wealth Management
New York
$224K 10,441 +15 +0.1%
AIA
25
Avalon Investment & Advisory
Texas
$218K 10,117 – –
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