GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

26 hedge funds and large institutions have $75.8M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 5 closing their positions.

Holders
26
Holders Change
+4
Holders Change %
+18.18%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
5
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BTS
1
BB&T Securities
Virginia
$3.37M
2
MIG
2
Mariner Investment Group
New York
$1.72M
3
Wells Fargo
3
Wells Fargo
California
$3.49M
4
DA
4
Doliver Advisors
Texas
$683K
5
Morgan Stanley
5
Morgan Stanley
New York
$17.6M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$23.7M
2
Bank of America
2
Bank of America
North Carolina
$7.04M
3
Invesco
3
Invesco
Georgia
$7.83M
4
FAAS
4
First Allied Advisory Services
California
$0
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.14M
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
– – – –
Morgan Stanley
2
Morgan Stanley
New York
$17.6M 888,854 +33,297 +4%
Invesco
3
Invesco
Georgia
$7.83M 395,033 -34,342 -8%
Bank of America
4
Bank of America
North Carolina
$7.04M 355,397 -71,200 -17%
Wells Fargo
5
Wells Fargo
California
$3.49M 175,905 +40,523 +30%
BTS
6
BB&T Securities
Virginia
$3.37M 17,000 +17,000 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.14M 107,835 -26,139 -20%
MIG
8
Mariner Investment Group
New York
$1.72M 86,764 +86,764 New
PNC
9
Park National Corp
Ohio
$1.3M 65,735 -1,900 -3%
Goldman Sachs
10
Goldman Sachs
New York
$1.2M 60,742 -78 -0.1%
U
11
UBS
Switzerland
$940K 47,405 -8,675 -15%
RJA
12
Raymond James & Associates
Florida
$778K 39,270 -632 -2%
DA
13
Doliver Advisors
Texas
$683K 34,456 +34,456 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$658K 33,180 -2,260 -6%
CI
15
Conning Inc
Connecticut
$644K 32,487 +17,062 +111%
WAM
16
Weiss Asset Management
Massachusetts
$364K 18,390 +18,390 New
MWM
17
Merriman Wealth Management
Washington
$338K 17,073 +17,073 New
PPA
18
Parametric Portfolio Associates
Washington
$331K 16,702 +16,702 New
SAM
19
SignalPoint Asset Management
Missouri
$311K 15,681 +15,681 New
LPL Financial
20
LPL Financial
California
$258K 13,011 -4,582 -26%
KWMG
21
King Wealth Management Group
Florida
$249K 12,538 +785 +7%
AQR Capital Management
22
AQR Capital Management
Connecticut
$241K 12,173 +12,173 New
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$219K 11,038 +900 +9%
LCM
24
Landscape Capital Management
New Jersey
$199K 10,051 +10,051 New
Deutsche Bank
25
Deutsche Bank
Germany
$49K 2,500 -2,300 -48%
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