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GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

26 hedge funds and large institutions have $75.8M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

18% more funds holding

Funds holding: 2226 (+4)

9% more capital invested

Capital invested by funds: $69.7M → $75.8M (+$6.09M)

0.52% more ownership

Funds ownership: 13.68%14.2% (+0.52%)

55% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 11

Holders
26
Holders Change
+4
Holders Change %
+18.18%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
5
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$23.7M
Morgan Stanley
2
Morgan Stanley
New York
$17.6M +$657K +33,297 +4%
Invesco
3
Invesco
Georgia
$7.83M -$677K -34,342 -8%
Bank of America
4
Bank of America
North Carolina
$7.04M -$1.4M -71,200 -17%
Wells Fargo
5
Wells Fargo
California
$3.49M +$799K +40,523 +30%
BTS
6
BB&T Securities
Virginia
$3.37M +$335K +17,000 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.14M -$515K -26,139 -20%
MIG
8
Mariner Investment Group
New York
$1.72M +$1.71M +86,764 New
PNC
9
Park National Corp
Ohio
$1.3M -$37.5K -1,900 -3%
Goldman Sachs
10
Goldman Sachs
New York
$1.2M -$1.54K -78 -0.1%
U
11
UBS
Switzerland
$940K -$171K -8,675 -15%
RJA
12
Raymond James & Associates
Florida
$778K -$12.5K -632 -2%
DA
13
Doliver Advisors
Texas
$683K +$679K +34,456 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$658K -$44.6K -2,260 -6%
CI
15
Conning Inc
Connecticut
$644K +$336K +17,062 +111%
WAM
16
Weiss Asset Management
Massachusetts
$364K +$363K +18,390 New
MWM
17
Merriman Wealth Management
Washington
$338K +$337K +17,073 New
PPA
18
Parametric Portfolio Associates
Washington
$331K +$329K +16,702 New
SAM
19
SignalPoint Asset Management
Missouri
$311K +$309K +15,681 New
LPL Financial
20
LPL Financial
California
$258K -$90.3K -4,582 -26%
KWMG
21
King Wealth Management Group
Florida
$249K +$15.5K +785 +7%
AQR Capital Management
22
AQR Capital Management
Connecticut
$241K +$240K +12,173 New
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$219K +$17.7K +900 +9%
LCM
24
Landscape Capital Management
New Jersey
$199K +$198K +10,051 New
Deutsche Bank
25
Deutsche Bank
Germany
$49K -$45.3K -2,300 -48%

GBAB Hedge Fund Activity: Q4 2013 in Review

26 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) for Q4 2013, worth a combined $75.8M — up 8.7% from $69.7M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new GBAB positions and 5 closed out — a net gain of 5 holders — while 5 added to existing stakes and 11 trimmed.

The largest buyer was Mariner Investment Group, opening a new position worth an estimated $1.71M. The largest seller was Bank of America, cutting an estimated $1.4M.

  • 26 institutional investors held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) as of Q4 2013, up from 22 in Q3 2013.
  • Funds reported $75.8M of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust stock for Q4 2013, up 8.7% quarter-over-quarter.
  • 10 funds opened new Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust positions in Q4 2013 and 5 closed out, a net change of +5 holders.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust buyer in Q4 2013 was Mariner Investment Group, an estimated $1.71M added.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust seller in Q4 2013 was Bank of America, an estimated $1.4M sold.

Based on aggregated 13F filings for Q4 2013.