GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

31 hedge funds and large institutions have $61.2M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 1 closing their positions.

Holders
31
Holders Change
+4
Holders Change %
+14.81%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
10
Reduced
11
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PFP
1
Pinnacle Financial Partners
Tennessee
$242K
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$3.51M
3
RJA
3
Raymond James & Associates
Florida
$1.73M
4
Stifel Financial
4
Stifel Financial
Missouri
$201K
5
Wells Fargo
5
Wells Fargo
California
$5.22M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$8.26M
2
Morgan Stanley
2
Morgan Stanley
New York
$5.7M
3
UBS Group
3
UBS Group
Switzerland
$1.44M
4
Invesco
4
Invesco
Georgia
$4.1M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$356K
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
– – – –
Bank of America
2
Bank of America
North Carolina
$8.26M 387,365 -79,183 -17%
Morgan Stanley
3
Morgan Stanley
New York
$5.7M 267,296 -78,730 -23%
Wells Fargo
4
Wells Fargo
California
$5.22M 244,904 +4,462 +2%
Invesco
5
Invesco
Georgia
$4.1M 192,183 -14,022 -7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.51M 164,468 +11,064 +7%
RJA
7
Raymond James & Associates
Florida
$1.73M 80,986 +9,635 +14%
UBS Group
8
UBS Group
Switzerland
$1.44M 67,529 -21,880 -24%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$926K 42,427 +3,929 +10%
ACM
10
Ashford Capital Management
Delaware
$817K 38,305 -7,956 -17%
UR
11
USCA RIA
Texas
$811K 38,030 +500 +1%
CI
12
Conning Inc
Connecticut
$770K 36,120 +669 +2%
BTS
13
BB&T Securities
Virginia
$367K 17,250 +750 +5%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$356K 16,712 -13,901 -45%
Cohen & Steers
15
Cohen & Steers
New York
$344K 16,141 – –
RJFSA
16
Raymond James Financial Services Advisors
Florida
$339K 15,918 -3,683 -19%
LPL Financial
17
LPL Financial
California
$311K 14,216 -1,200 -8%
SAM
18
SignalPoint Asset Management
Missouri
$306K 14,338 +7 +0%
KWMG
19
King Wealth Management Group
Florida
$281K 13,173 – –
SPC
20
Sigma Planning Corp
Michigan
$247K 11,599 +10 +0.1%
PFP
21
Pinnacle Financial Partners
Tennessee
$242K 11,365 +11,365 New
Stifel Financial
22
Stifel Financial
Missouri
$201K 9,450 +9,450 New
Deutsche Bank
23
Deutsche Bank
Germany
$76K 3,600 -10,666 -75%
Citigroup
24
Citigroup
New York
$69K 3,242 – –
MFS
25
MSI Financial Services
Massachusetts
$28K 1,300 – –
1
2