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GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

43 hedge funds and large institutions have $93.2M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2020 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 20 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 8

9% more capital invested

Capital invested by funds: $85.1M → $93.2M (+$8.02M)

0.77% more ownership

Funds ownership: 21.24%22.02% (+0.77%)

2% less funds holding

Funds holding: 4443 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
43
Holders Change
-1
Holders Change %
-2.27%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
20
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$26.8M
Morgan Stanley
2
Morgan Stanley
New York
$11M +$1.05M +46,622 +11%
Bank of America
3
Bank of America
North Carolina
$10.2M -$2.61M -115,446 -21%
UBS Group
4
UBS Group
Switzerland
$10.1M +$4.52M +200,170 +85%
Wells Fargo
5
Wells Fargo
California
$6.09M +$110K +4,858 +2%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$3.82M +$402K +17,801 +12%
Invesco
7
Invesco
Georgia
$3.09M +$67.5K +2,990 +2%
RJA
8
Raymond James & Associates
Florida
$3.03M -$168K -7,454 -5%
UR
9
USCA RIA
Texas
$2.59M
MMA
10
Miracle Mile Advisors
California
$1.79M +$565K +25,015 +48%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.78M +$97.8K +4,332 +6%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.44M +$234K +10,360 +20%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$1.42M +$123K +5,434 +10%
CA
14
Cetera Advisors
Colorado
$1.15M -$943K -41,782 -46%
WT
15
Whittier Trust
California
$981K -$7.2K -319 -0.8%
FFA
16
First Foundation Advisors
California
$815K -$511K -22,633 -39%
AF
17
Advisornet Financial
Minnesota
$688K
RJT
18
Raymond James Trust
Florida
$672K +$128K +5,682 +24%
SWP
19
Stratos Wealth Partners
Ohio
$480K +$89.9K +3,984 +24%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$459K -$97.4K -4,316 -18%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$454K +$141K +6,258 +47%
EM
22
ELCO Management
New York
$428K
SPC
23
Sigma Planning Corp
Michigan
$338K +$5.44K +241 +2%
KWMG
24
King Wealth Management Group
Florida
$326K +$106K +4,710 +51%
LPL Financial
25
LPL Financial
California
$306K +$71.5K +3,168 +32%

GBAB Hedge Fund Activity: Q2 2020 in Review

43 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) for Q2 2020, worth a combined $93.2M — up 9.4% from $85.1M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of GBAB and 4 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 20 added.

The largest buyer was UBS Group, adding an estimated $4.52M. The largest seller was Bank of America, cutting an estimated $2.61M.

  • 43 institutional investors held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) as of Q2 2020, down from 44 in Q1 2020.
  • Funds reported $93.2M of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust stock for Q2 2020, up 9.4% quarter-over-quarter.
  • 4 funds opened new Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust positions in Q2 2020 and 5 closed out, a net change of -1 holder.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust buyer in Q2 2020 was UBS Group, an estimated $4.52M added.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust seller in Q2 2020 was Bank of America, an estimated $2.61M sold.

Based on aggregated 13F filings for Q2 2020.