GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

43 hedge funds and large institutions have $93.2M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2020 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 20 increasing their positions, 8 reducing their positions, and 5 closing their positions.

Holders
43
Holders Change
-1
Holders Change %
-2.27%
% of All Funds
0.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
20
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$10.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$11M
3
MMA
3
Miracle Mile Advisors
California
$1.79M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.82M
5
MML Investors Services
5
MML Investors Services
Massachusetts
$280K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$10.2M
2
CA
2
Cetera Advisors
Colorado
$1.15M
3
SIA
3
Sit Investment Associates
Minnesota
$244K
4
FFA
4
First Foundation Advisors
California
$815K
5
BRWM
5
B. Riley Wealth Management
Tennessee
$0
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$26.8M 1,154,388 – –
Morgan Stanley
2
Morgan Stanley
New York
$11M 473,621 +46,622 +11%
Bank of America
3
Bank of America
North Carolina
$10.2M 438,807 -115,446 -21%
UBS Group
4
UBS Group
Switzerland
$10.1M 435,471 +200,170 +85%
Wells Fargo
5
Wells Fargo
California
$6.09M 261,940 +4,858 +2%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$3.82M 164,122 +17,801 +12%
Invesco
7
Invesco
Georgia
$3.09M 133,015 +2,990 +2%
RJA
8
Raymond James & Associates
Florida
$3.03M 130,396 -7,454 -5%
UR
9
USCA RIA
Texas
$2.59M 111,300 – –
MMA
10
Miracle Mile Advisors
California
$1.79M 76,815 +25,015 +48%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.78M 76,514 +4,332 +6%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.44M 62,083 +10,360 +20%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$1.42M 61,153 +5,434 +10%
CA
14
Cetera Advisors
Colorado
$1.15M 49,411 -41,782 -46%
WT
15
Whittier Trust
California
$981K 42,212 -319 -0.8%
FFA
16
First Foundation Advisors
California
$815K 35,022 -22,633 -39%
AF
17
Advisornet Financial
Minnesota
$688K 29,600 – –
RJT
18
Raymond James Trust
Florida
$672K 28,932 +5,682 +24%
SWP
19
Stratos Wealth Partners
Ohio
$480K 20,665 +3,984 +24%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$459K 19,761 -4,316 -18%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$454K 19,535 +6,258 +47%
EM
22
ELCO Management
New York
$428K 18,400 – –
SPC
23
Sigma Planning Corp
Michigan
$338K 14,547 +241 +2%
KWMG
24
King Wealth Management Group
Florida
$326K 14,007 +4,710 +51%
LPL Financial
25
LPL Financial
California
$306K 13,157 +3,168 +32%
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