GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

38 hedge funds and large institutions have $77.2M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2018 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 7 closing their positions.

Holders
38
Holders Change
-1
Holders Change %
-2.56%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
12
Reduced
13
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$17.6M
2
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$915K
3
FFA
3
First Foundation Advisors
California
$729K
4
Bank of America
4
Bank of America
North Carolina
$9.26M
5
BB
5
Busey Bank
Illinois
$260K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$2.72M
2
SIA
2
Sit Investment Associates
Minnesota
$0
3
WT
3
Whittier Trust
California
$617K
4
Invesco
4
Invesco
Georgia
$2.92M
5
Wells Fargo
5
Wells Fargo
California
$3.59M
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$25.3M 1,154,388 – –
Morgan Stanley
2
Morgan Stanley
New York
$17.6M 803,882 +67,840 +9%
Bank of America
3
Bank of America
North Carolina
$9.26M 422,147 +15,958 +4%
Wells Fargo
4
Wells Fargo
California
$3.59M 163,668 -40,548 -20%
Invesco
5
Invesco
Georgia
$2.92M 133,356 -45,555 -25%
UR
6
USCA RIA
Texas
$2.85M 129,710 +3,390 +3%
UBS Group
7
UBS Group
Switzerland
$2.72M 124,209 -141,191 -53%
RJA
8
Raymond James & Associates
Florida
$2.42M 110,169 -10,191 -8%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.23M 55,877 -2,672 -5%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$942K 42,962 -1,966 -4%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$915K 41,753 +38,598 +1,223%
AF
12
Advisornet Financial
Minnesota
$809K 36,900 -2,200 -6%
FFA
13
First Foundation Advisors
California
$729K 33,205 +33,205 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$668K 30,453 +3,790 +14%
WT
15
Whittier Trust
California
$617K 28,146 -53,040 -65%
DADC
16
D.A. Davidson & Co
Montana
$607K 27,700 +9,000 +48%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$585K 26,657 +10,298 +63%
BTS
18
BB&T Securities
Virginia
$364K 16,629 – –
SWP
19
Stratos Wealth Partners
Ohio
$363K 16,551 +3,650 +28%
Cohen & Steers
20
Cohen & Steers
New York
$314K 14,301 – –
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$296K 13,502 -1,512 -10%
Stifel Financial
22
Stifel Financial
Missouri
$279K 12,862 -35,195 -73%
KWMG
23
King Wealth Management Group
Florida
$278K 11,157 -2,666 -19%
BB
24
Busey Bank
Illinois
$260K 11,870 +11,870 New
SWM
25
SeaCrest Wealth Management
New York
$226K 10,327 +17 +0.2%
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