GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

36 hedge funds and large institutions have $85.4M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2017 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 1 closing their positions.

Holders
36
Holders Change
+1
Holders Change %
+2.86%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
14
Reduced
6
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$11.5M
2
Bank of America
2
Bank of America
North Carolina
$9.88M
3
Wells Fargo
3
Wells Fargo
California
$3.54M
4
UBS Group
4
UBS Group
Switzerland
$4.75M
5
SG Americas Securities
5
SG Americas Securities
New York
$141K

Top Sellers

1
Invesco
1
Invesco
Georgia
$3.24M
2
LPL Financial
2
LPL Financial
California
$208K
3
UR
3
USCA RIA
Texas
$1.5M
4
RJA
4
Raymond James & Associates
Florida
$2.96M
5
Stifel Financial
5
Stifel Financial
Missouri
$2.31M
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$26.8M 1,177,888 – –
Morgan Stanley
2
Morgan Stanley
New York
$11.5M 506,119 +110,674 +28%
SIA
3
Sit Investment Associates
Minnesota
$10M 441,561 – –
Bank of America
4
Bank of America
North Carolina
$9.88M 434,185 +36,296 +9%
UBS Group
5
UBS Group
Switzerland
$4.75M 208,827 +10,300 +5%
Wells Fargo
6
Wells Fargo
California
$3.54M 155,627 +15,186 +11%
Invesco
7
Invesco
Georgia
$3.24M 142,632 -14,634 -9%
RJA
8
Raymond James & Associates
Florida
$2.96M 130,084 -2,962 -2%
Stifel Financial
9
Stifel Financial
Missouri
$2.31M 101,494 -1,962 -2%
ACM
10
Ashford Capital Management
Delaware
$1.57M 69,030 +3,145 +5%
UR
11
USCA RIA
Texas
$1.5M 65,805 -4,500 -6%
DA
12
Doliver Advisors
Texas
$1.43M 62,879 +300 +0.5%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.36M 59,867 +493 +0.8%
CI
14
Conning Inc
Connecticut
$867K 38,119 – –
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$480K 21,109 +753 +4%
SPC
16
Sigma Planning Corp
Michigan
$369K 16,218 +13 +0.1%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$329K 14,474 +219 +2%
AIP
18
Ahrens Investment Partners
Louisiana
$321K 14,100 +1,000 +8%
KWMG
19
King Wealth Management Group
Florida
$309K 13,573 – –
SAM
20
SignalPoint Asset Management
Missouri
$290K 12,748 – –
BTS
21
BB&T Securities
Virginia
$278K 12,250 – –
RJFSA
22
Raymond James Financial Services Advisors
Florida
$262K 11,509 +711 +7%
LPL Financial
23
LPL Financial
California
$208K 9,150 -13,993 -60%
NEPWA
24
New England Private Wealth Advisors
Massachusetts
$205K 9,000 – –
SG Americas Securities
25
SG Americas Securities
New York
$141K 6,180 +6,180 New
1
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