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GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

53 hedge funds and large institutions have $92.2M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

67% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 15

7% more capital invested

Capital invested by funds: $86.4M → $92.2M (+$5.75M)

2% more funds holding

Funds holding: 52 → 53 (+1)

1.32% more ownership

Funds ownership: 17.45% → 18.77% (+1.3%)

Holders
53
Holders Change
+1
Holders Change %
+1.92%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
25
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$2.78M
2
Morgan Stanley
Morgan Stanley
New York
+$1.3M
3
Goldman Sachs
Goldman Sachs
New York
+$1.05M
4
MML Investors Services
MML Investors Services
Massachusetts
+$857K
5
Invesco
Invesco
Georgia
+$690K

Top Sellers

1
RJA
Raymond James & Associates
Florida
-$537K
2
Osaic Holdings
Osaic Holdings
Arizona
-$525K
3
EM
ELCO Management
New York
-$486K
4
Wells Fargo
Wells Fargo
California
-$375K
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$368K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$17.5M +$2.78M +112,636 +19%
Morgan Stanley
2
Morgan Stanley
New York
$14.7M +$1.3M +52,591 +10%
Bank of America
3
Bank of America
North Carolina
$8.48M -$5.85K -237 -0.1%
Wells Fargo
4
Wells Fargo
California
$5.83M -$375K -15,177 -6%
RJA
5
Raymond James & Associates
Florida
$4.58M -$537K -21,727 -10%
Invesco
6
Invesco
Georgia
$4.33M +$690K +27,928 +19%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$3.53M -$368K -14,882 -9%
USCWA
8
U.S. Capital Wealth Advisors
Texas
$2.64M +$2.66M +107,725 New
MMA
9
Miracle Mile Advisors
California
$2.36M +$148K +6,009 +7%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.34M +$265K +10,725 +13%
ACI
11
Alpha Cubed Investments
California
$2.31M +$231K +9,350 +11%
DJYG
12
David J. Yvars Group
Florida
$1.94M +$39K +1,581 +2%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.68M -$525K -21,254 -24%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.61M -$96.1K -3,890 -6%
Fiera Capital (Canada)
15
Fiera Capital (Canada)
Quebec, Canada
$1.44M – – –
LPL Financial
16
LPL Financial
California
$1.31M +$174K +7,054 +15%
KAS
17
Kestra Advisory Services
Texas
$1.2M +$48.6K +1,967 +4%
Goldman Sachs
18
Goldman Sachs
New York
$1.04M +$1.05M +42,682 New
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$1.04M +$493K +19,955 +89%
WT
20
Whittier Trust
California
$1.01M -$20.8K -841 -2%
MML Investors Services
21
MML Investors Services
Massachusetts
$850K +$857K +34,712 New
AF
22
Advisornet Financial
Minnesota
$758K – – –
RJT
23
Raymond James Trust
Florida
$740K – – –
DAS
24
Dynamic Advisor Solutions
Arizona
$738K +$48.2K +1,950 +7%
WS
25
Wedbush Securities
California
$679K +$304K +12,323 +80%
1
2 3

GBAB Hedge Fund Activity: Q3 2021 in Review

53 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) for Q3 2021, worth a combined $92.2M — up 6.7% from $86.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new GBAB positions and 3 closed out — a net gain of 2 holders — while 25 added to existing stakes and 15 trimmed.

The largest buyer was UBS Group, adding an estimated $2.78M. The largest seller was Raymond James & Associates, cutting an estimated $537K.

  • 53 institutional investors held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) as of Q3 2021, up from 52 in Q2 2021.
  • Funds reported $92.2M of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust stock for Q3 2021, up 6.7% quarter-over-quarter.
  • 5 funds opened new Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust positions in Q3 2021 and 3 closed out, a net change of +2 holders.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust buyer in Q3 2021 was UBS Group, an estimated $2.78M added.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust seller in Q3 2021 was Raymond James & Associates, an estimated $537K sold.

Based on aggregated 13F filings for Q3 2021.