GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

53 hedge funds and large institutions have $92.2M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 15 reducing their positions, and 3 closing their positions.

Holders
53
Holders Change
+1
Holders Change %
+1.92%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
25
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$17.5M
2
USCWA
2
U.S. Capital Wealth Advisors
Texas
$2.64M
3
Morgan Stanley
3
Morgan Stanley
New York
$14.7M
4
Goldman Sachs
4
Goldman Sachs
New York
$1.05M
5
MML Investors Services
5
MML Investors Services
Massachusetts
$850K

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$4.58M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$1.68M
3
EM
3
ELCO Management
New York
$0
4
Wells Fargo
4
Wells Fargo
California
$5.83M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.53M
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$17.5M 715,713 +112,636 +19%
Morgan Stanley
2
Morgan Stanley
New York
$14.7M 602,029 +52,591 +10%
Bank of America
3
Bank of America
North Carolina
$8.48M 346,270 -237 -0.1%
Wells Fargo
4
Wells Fargo
California
$5.83M 238,269 -15,177 -6%
RJA
5
Raymond James & Associates
Florida
$4.58M 186,936 -21,727 -10%
Invesco
6
Invesco
Georgia
$4.33M 176,718 +27,928 +19%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$3.53M 144,019 -14,882 -9%
USCWA
8
U.S. Capital Wealth Advisors
Texas
$2.64M 107,725 +107,725 New
MMA
9
Miracle Mile Advisors
California
$2.36M 96,353 +6,009 +7%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.34M 95,565 +10,725 +13%
ACI
11
Alpha Cubed Investments
California
$2.32M 94,560 +9,350 +11%
DJYG
12
David J. Yvars Group
Florida
$1.94M 79,291 +1,581 +2%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.68M 68,715 -21,254 -24%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.61M 65,857 -3,890 -6%
Fiera Capital (Canada)
15
Fiera Capital (Canada)
Quebec, Canada
$1.44M 58,697 – –
LPL Financial
16
LPL Financial
California
$1.31M 53,339 +7,054 +15%
KAS
17
Kestra Advisory Services
Texas
$1.2M 48,895 +1,967 +4%
Goldman Sachs
18
Goldman Sachs
New York
$1.05M 42,682 +42,682 New
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$1.04M 42,367 +19,955 +89%
WT
20
Whittier Trust
California
$1.01M 41,371 -841 -2%
MML Investors Services
21
MML Investors Services
Massachusetts
$850K 34,712 +34,712 New
AF
22
Advisornet Financial
Minnesota
$758K 30,975 – –
RJT
23
Raymond James Trust
Florida
$740K 30,244 – –
DAS
24
Dynamic Advisor Solutions
Arizona
$738K 30,158 +1,950 +7%
WS
25
Wedbush Securities
California
$679K 27,735 +12,323 +80%
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