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GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

42 hedge funds and large institutions have $80.9M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

143% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 7

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

2% more funds holding

Funds holding: 41 → 42 (+1)

0.01% more ownership

Funds ownership: 19.42% → 19.43% (+0.01%)

0% less capital invested

Capital invested by funds: $81.2M → $80.9M (-$261K)

Holders
42
Holders Change
+1
Holders Change %
+2.44%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
17
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.81M
2
Wells Fargo
Wells Fargo
California
+$845K
3
AIP
Ahrens Investment Partners
Louisiana
+$428K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$287K
5
DAS
Dynamic Advisor Solutions
Arizona
+$251K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$3.56M
2
Bank of America
Bank of America
North Carolina
-$505K
3
Stifel Financial
Stifel Financial
Missouri
-$325K
4
DADC
D.A. Davidson & Co
Montana
-$216K
5
UBS Group
UBS Group
Switzerland
-$82.6K
Name Holding Trade Value Shares
Change 		Change in
Stake
GC
1
Guggenheim Capital
Illinois
$27.6M – – –
Bank of America
2
Bank of America
North Carolina
$12.5M -$505K -20,767 -4%
Morgan Stanley
3
Morgan Stanley
New York
$9.22M -$3.56M -146,089 -27%
Wells Fargo
4
Wells Fargo
California
$4.47M +$845K +34,709 +23%
UBS Group
5
UBS Group
Switzerland
$3.11M -$82.6K -3,395 -3%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$2.81M +$1.81M +74,483 +174%
RJA
7
Raymond James & Associates
Florida
$2.75M +$237K +9,747 +9%
UR
8
USCA RIA
Texas
$2.69M – – –
Invesco
9
Invesco
Georgia
$2.65M -$68.4K -2,810 -2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.72M +$287K +11,792 +20%
CA
11
Cetera Advisors
Colorado
$1.46M +$106K +4,348 +8%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$1.24M +$33.9K +1,392 +3%
WT
13
Whittier Trust
California
$972K -$20.4K -839 -2%
AF
14
Advisornet Financial
Minnesota
$759K +$28K +1,150 +4%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$639K +$244K +10,007 +60%
RJT
16
Raymond James Trust
Florida
$586K – – –
AG
17
Advisor Group
Arizona
$584K +$192K +7,886 +48%
BB
18
Busey Bank
Illinois
$451K +$48.7K +2,000 +12%
EM
19
ELCO Management
New York
$437K +$97.4K +4,000 +28%
AIP
20
Ahrens Investment Partners
Louisiana
$421K +$428K +17,600 New
SWP
21
Stratos Wealth Partners
Ohio
$419K +$72.5K +2,980 +20%
Cohen & Steers
22
Cohen & Steers
New York
$342K – – –
SPC
23
Sigma Planning Corp
Michigan
$328K +$119K +4,900 +55%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$324K -$25.4K -1,042 -7%
BTS
25
BB&T Securities
Virginia
$287K – – –
1
2

GBAB Hedge Fund Activity: Q3 2019 in Review

42 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) for Q3 2019, worth a combined $80.9M — down 0.32% from $81.2M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new GBAB positions and 4 closed out — a net gain of 1 holder — while 17 added to existing stakes and 7 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $1.81M. The largest seller was Morgan Stanley, cutting an estimated $3.56M.

  • 42 institutional investors held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) as of Q3 2019, up from 41 in Q2 2019.
  • Funds reported $80.9M of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust stock for Q3 2019, down 0.32% quarter-over-quarter.
  • 5 funds opened new Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust positions in Q3 2019 and 4 closed out, a net change of +1 holder.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust buyer in Q3 2019 was Raymond James Financial Services Advisors, an estimated $1.81M added.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust seller in Q3 2019 was Morgan Stanley, an estimated $3.56M sold.

Based on aggregated 13F filings for Q3 2019.