GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

42 hedge funds and large institutions have $80.9M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 7 reducing their positions, and 4 closing their positions.

Holders
42
Holders Change
+1
Holders Change %
+2.44%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
17
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$2.81M
2
Wells Fargo
2
Wells Fargo
California
$4.47M
3
AIP
3
Ahrens Investment Partners
Louisiana
$421K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.72M
5
DAS
5
Dynamic Advisor Solutions
Arizona
$246K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$9.22M
2
Bank of America
2
Bank of America
North Carolina
$12.5M
3
Stifel Financial
3
Stifel Financial
Missouri
$0
4
DADC
4
D.A. Davidson & Co
Montana
$0
5
UBS Group
5
UBS Group
Switzerland
$3.11M
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$27.6M 1,154,388 – –
Bank of America
2
Bank of America
North Carolina
$12.5M 521,481 -20,767 -4%
Morgan Stanley
3
Morgan Stanley
New York
$9.22M 385,952 -146,089 -27%
Wells Fargo
4
Wells Fargo
California
$4.47M 187,126 +34,709 +23%
UBS Group
5
UBS Group
Switzerland
$3.11M 130,266 -3,395 -3%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$2.81M 117,394 +74,483 +174%
RJA
7
Raymond James & Associates
Florida
$2.75M 115,196 +9,747 +9%
UR
8
USCA RIA
Texas
$2.69M 112,700 – –
Invesco
9
Invesco
Georgia
$2.65M 110,926 -2,810 -2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.72M 71,956 +11,792 +20%
CA
11
Cetera Advisors
Colorado
$1.46M 61,004 +4,348 +8%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$1.24M 52,004 +1,392 +3%
WT
13
Whittier Trust
California
$972K 40,687 -839 -2%
AF
14
Advisornet Financial
Minnesota
$759K 31,750 +1,150 +4%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$639K 26,732 +10,007 +60%
RJT
16
Raymond James Trust
Florida
$586K 24,494 – –
AG
17
Advisor Group
Arizona
$584K 24,469 +7,886 +48%
BB
18
Busey Bank
Illinois
$451K 18,870 +2,000 +12%
EM
19
ELCO Management
New York
$437K 18,300 +4,000 +28%
AIP
20
Ahrens Investment Partners
Louisiana
$421K 17,600 +17,600 New
SWP
21
Stratos Wealth Partners
Ohio
$419K 17,531 +2,980 +20%
Cohen & Steers
22
Cohen & Steers
New York
$342K 14,301 – –
SPC
23
Sigma Planning Corp
Michigan
$328K 13,737 +4,900 +55%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$324K 13,576 -1,042 -7%
BTS
25
BB&T Securities
Virginia
$287K 11,999 – –
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