LTFS
GBAB

Ladenburg Thalmann Financial Services’s Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio GBAB Stock Details GBAB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$110K Sell
4,648
-22,084
-83% -$526K ﹤0.01% 2939
2019
Q3 		$639K Buy
26,732
+10,007
+60% +$244K ﹤0.01% 1568
2019
Q2 		$402K Sell
16,725
-2,903
-15% -$67.5K ﹤0.01% 1922
2019
Q1 		$443K Sell
19,628
-22,125
-53% -$495K ﹤0.01% 1781
2018
Q4 		$915K Buy
41,753
+38,598
+1,223% +$806K 0.01% 1118
2018
Q3 		$66K Buy
3,155
+12
+0.4% +$260 ﹤0.01% 3131
2018
Q2 		$68K Hold
3,143
– – ﹤0.01% 3042
2018
Q1 		$68K Buy
3,143
+5
+0.2% +$108 ﹤0.01% 3042
2017
Q4 		$72K Sell
3,138
-494
-14% -$11.1K ﹤0.01% 2971
2017
Q3 		$83K Buy
3,632
+657
+22% +$15K ﹤0.01% 2724
2017
Q2 		$68K Buy
2,975
+13
+0.4% +$295 ﹤0.01% 2789
2017
Q1 		$65K Sell
2,962
-35,600
-92% -$781K ﹤0.01% 2699
2016
Q4 		$814K Sell
38,562
-3,654
-9% -$79K 0.01% 952
2016
Q3 		$1M Sell
42,216
-342
-0.8% -$8.05K 0.02% 794
2016
Q2 		$957K Sell
42,558
-189
-0.4% -$4.39K 0.02% 786
2016
Q1 		$960K Buy
42,747
+320
+0.8% +$7.16K 0.02% 721
2015
Q4 		$926K Buy
42,427
+3,929
+10% +$85.6K 0.02% 730
2015
Q3 		$828K Buy
38,498
+32,448
+536% +$692K 0.02% 728
2015
Q2 		$124K Buy
6,050
+700
+13% +$15.1K ﹤0.01% 1944
2015
Q1 		$120K Buy
5,350
+1,600
+43% +$36.4K ﹤0.01% 1955
2014
Q4 		$83K Buy
+3,750
New +$81.4K ﹤0.01% 2016
2013
Q3 		– Sell
-450
Closed -$10K – 3737
2013
Q2 		$10K Buy
+450
New +$10.2K ﹤0.01% 2720

Other funds holding GBAB

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
UR
USCA RIA Houston, Texas $1.65B AUM 39.8% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's GBAB Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) stake by 83% in Q4 2019, selling an estimated $526K and leaving 4,648 shares worth $110K. The position accounts for ﹤0.01% of the portfolio, ranked #2939.

Ladenburg Thalmann Financial Services first reported a position in GBAB in Q2 2013 and has held it in 22 quarters since. The position peaked at $1M in Q3 2016. 43 funds tracked by Wall St. Rank hold GBAB as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 4,648 shares of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $110K as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 22,084 Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust shares in Q4 2019, an estimated $526K.
  • Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2939 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in Q2 2013 and has held it in 22 quarters since.
  • Ladenburg Thalmann Financial Services's Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust position peaked at $1M in Q3 2016.
  • 43 funds tracked by Wall St. Rank held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.