UBS’s Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB Stock Holding History

UBS’s Portfolio GBAB Stock Details GBAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$3.86M	Buy	181,220 +3,363	+2%	+$72.8K	﹤0.01%	2283
2014 Q2	$3.92M	Buy	177,857 +53,227	+43%	+$1.13M	﹤0.01%	2193
2014 Q1	$2.58M	Buy	124,630 +77,225	+163%	+$1.58M	﹤0.01%	2524
2013 Q4	$940K	Sell	47,405 -8,675	-15%	-$171K	﹤0.01%	3614
2013 Q3	$1.13M	Sell	56,080 -3,789	-6%	-$78.2K	﹤0.01%	3213
2013 Q2	$1.31M	Buy	+59,869	New	+$1.36M	﹤0.01%	3013

Other funds holding GBAB

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS's GBAB Position: Q3 2014 in Review

UBS increased its Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) stake by 1.9% in Q3 2014, buying an estimated $72.8K and bringing the position to 181,220 shares worth $3.86M. The position accounts for ﹤0.01% of the portfolio, ranked #2283.

UBS first reported a position in GBAB in Q2 2013 and has held it in 6 quarters since. The position peaked at $3.92M in Q2 2014. 30 funds tracked by Wall St. Rank hold GBAB as of Q3 2014.

UBS held 181,220 shares of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $3.86M as of Q3 2014.
UBS bought 3,363 Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust shares in Q3 2014, an estimated $72.8K.
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2283 holding.
UBS first reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in Q2 2013 and has held it in 6 quarters since.
UBS's Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust position peaked at $3.92M in Q2 2014.
30 funds tracked by Wall St. Rank held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.