Tower Research Capital (TRC)’s Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB Stock Holding History

Tower Research Capital (TRC)’s Portfolio GBAB Stock Details GBAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-400	Closed	-$9K	–	4405
2015 Q4	$9K	Sell	400 -800	-67%	-$17.4K	﹤0.01%	2251
2015 Q3	$26K	Buy	1,200 +535	+80%	+$11.4K	﹤0.01%	1515
2015 Q2	$14K	Sell	665 -2,595	-80%	-$55.9K	﹤0.01%	2404
2015 Q1	$73K	Buy	+3,260	New	+$74.2K	0.01%	1165
2014 Q3	–	Sell	-135	Closed	-$3K	–	4552
2014 Q2	$3K	Sell	135 -700	-84%	-$14.9K	﹤0.01%	3179
2014 Q1	$17K	Buy	+835	New	+$17.1K	﹤0.01%	2056
2013 Q4	–	Sell	-4,988	Closed	-$100K	–	4625
2013 Q3	$100K	Buy	4,988 +4,204	+536%	+$86.7K	0.01%	1291
2013 Q2	$17K	Buy	+784	New	+$17.8K	﹤0.01%	1866

Other funds holding GBAB

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

USCA RIA Houston, Texas $1.65B AUM 39.8% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Tower Research Capital (TRC)'s GBAB Position: Q1 2016 in Review

Tower Research Capital (TRC) sold out of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) in Q1 2016, closing a stake of 400 shares — an estimated $9K sold.

Tower Research Capital (TRC) first reported a position in GBAB in Q2 2013 and held it in 8 quarters. The position peaked at $100K in Q3 2013. 31 funds tracked by Wall St. Rank hold GBAB as of Q1 2016.

Tower Research Capital (TRC) reported no remaining Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust position as of Q1 2016 after selling out during the quarter.
Tower Research Capital (TRC) sold 400 Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust shares in Q1 2016, an estimated $9K.
Tower Research Capital (TRC) first reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in Q2 2013 and held it in 8 quarters.
Tower Research Capital (TRC)'s Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust position peaked at $100K in Q3 2013.
31 funds tracked by Wall St. Rank held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Q1 2016.

Based on Tower Research Capital (TRC)'s 13F filing for Q1 2016, filed 16 May 2016.