Thomas J. Herzfeld Advisors’s Vanguard Intermediate-Term Bond ETF BIV Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio BIV Stock Details BIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-37	Closed	-$3K	–	309
2014 Q3	$3K	Hold	37	–	–	﹤0.01%	258
2014 Q2	$3K	Buy	+37	New	+$3.11K	﹤0.01%	268

Other funds holding BIV

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

AUIM

Aegon USA Investment Management Cedar Rapids, Iowa $140M AUM 12.2% 1-Year Est. Return

DDSF

Diana Davis Spencer Foundation Bethesda, Maryland $55.2M AUM 10.14% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Fifth Third Bancorp Cincinnati, Ohio $61.7B AUM 33.76% 1-Year Est. Return

Thomas J. Herzfeld Advisors's BIV Position: Q4 2014 in Review

Thomas J. Herzfeld Advisors sold out of Vanguard Intermediate-Term Bond ETF (BIV) in Q4 2014, closing a stake of 37 shares — an estimated $3K sold.

Thomas J. Herzfeld Advisors first reported a position in BIV in Q2 2014 and held it in 2 quarters. The position peaked at $3K in Q3 2014. 203 funds tracked by Wall St. Rank hold BIV as of Q4 2014.

Thomas J. Herzfeld Advisors reported no remaining Vanguard Intermediate-Term Bond ETF position as of Q4 2014 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 37 Vanguard Intermediate-Term Bond ETF shares in Q4 2014, an estimated $3K.
Thomas J. Herzfeld Advisors first reported a position in Vanguard Intermediate-Term Bond ETF in Q2 2014 and held it in 2 quarters.
Thomas J. Herzfeld Advisors's Vanguard Intermediate-Term Bond ETF position peaked at $3K in Q3 2014.
203 funds tracked by Wall St. Rank held Vanguard Intermediate-Term Bond ETF as of Q4 2014.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.